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CLEANSPARK, INC. — Director's Dealing 2025
Sep 12, 2025
31147_dirs_2025-09-12_b8ce9d52-223a-4acf-bf0d-d68823846512.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2025-09-12
Reporting Person: Schultz S. Matthew (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-12 | Common Stock | M | 405000 | — | Acquired | 2489328 | Direct |
| 2025-09-12 | Common Stock | F | 178200 | — | Disposed | 2311128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-12 | Restricted Stock Units | $0 | M | 405000 | Disposed | Common Stock (405000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2084328 | Direct |
| Common Stock | 480000 | Indirect |
| Common Stock | 40996 | Indirect |
| Series A Preferred | 500000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $23 | 2031-04-16 | Common Stock (400000) | 400000 | Direct |
| Restricted Stock Units | $0 | Common Stock (184722) | 184722 | Direct | |
| Restricted Stock Units | $0 | Common Stock (627753) | 627753 | Direct | |
| Restricted Stock Units | $0 | Common Stock (1296750) | 1296750 | Direct | |
| Restricted Stock Units | $0 | Common Stock (1729000) | 1729000 | Direct | |
| Restricted Stock Units | $0 | Common Stock (405000) | 405000 | Direct |
Footnotes
F1: These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.
F2: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
F3: These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
F4: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F5: These RSUs vest in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.
F6: These RSUs vested on September 12, 2025.