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CLEANSPARK, INC. — Director's Dealing 2025
Sep 30, 2025
31147_dirs_2025-09-30_35db10a1-0cbf-4550-a27f-d26aae1c0a47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2025-09-30
Reporting Person: Monnig Taylor (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-30 | Common Stock | M | 33350 | — | Acquired | 153687 | Direct |
| 2025-09-30 | Common Stock | F | 13123 | — | Disposed | 140564 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-30 | Restricted Stock Units | $0 | M | 33350 | Disposed | Common Stock (33350) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 120337 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $5.98 | 2032-08-10 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Options (Right to Buy) | $6 | 2033-07-06 | Common Stock (25000) | 25000 | Direct |
| Restricted Stock Units | $0 | Common Stock (66700) | 66700 | Direct | |
| Restricted Stock Units | $0 | Common Stock (4818) | 4818 | Direct | |
| Restricted Stock Units | $0 | Common Stock (396476) | 396476 | Direct | |
| Restricted Stock Units | $0 | Common Stock (270750) | 270750 | Direct | |
| Restricted Stock Units | $0 | Common Stock (361000) | 361000 | Direct |
Footnotes
F1: These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.
F2: These Options were granted on August 10, 2022 and vest in equal annual installments over three years.
F3: These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
F4: These RSUs vested 50% on September 30, 2025, and the remaining 50% will vest on September 30, 2026.
F5: These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
F6: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F7: These RSUs vested 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.