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CLEANSPARK, INC. — Director's Dealing 2024
Feb 27, 2024
31147_dirs_2024-02-27_fc5c368b-4181-440b-9ed2-64cc66b57731.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2024-02-23
Reporting Person: Schultz S. Matthew (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-23 | Common Stock | M | 270000 | — | Acquired | 2988768 | Direct |
| 2024-02-26 | Common Stock | M | 270000 | — | Acquired | 3258768 | Direct |
| 2024-02-23 | Common Stock | F | 118800 | $16.43 | Disposed | 3139968 | Direct |
| 2024-02-26 | Common Stock | F | 118800 | $20.35 | Disposed | 3021168 | Direct |
| 2024-02-27 | Common Stock | S | 322400 | $20.95 | Disposed | 2698768 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-23 | Restricted Stock Unit | $ | M | 270000 | Disposed | 2033-09-29 | Common Stock (270000) | Direct |
| 2024-02-26 | Restricted Stock Unit | $ | M | 270000 | Disposed | 2033-09-29 | Common Stock (270000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 480000 | Indirect |
| Common Stock | 40996 | Indirect |
| Series A Preferred | 500000 | Direct |
Footnotes
F1: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date.
F2: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date.
F3: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.30 to $21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.