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CLEANSPARK, INC. — Director's Dealing 2024
Sep 13, 2024
31147_dirs_2024-09-13_82954e85-05b9-4cb0-9659-49a9ac3f2f62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2024-09-12
Reporting Person: Vecchiarelli Gary Anthony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-12 | Common Stock | M | 40000 | — | Acquired | 594391 | Direct |
| 2024-09-12 | Common Stock | F | 15740 | $9.25 | Disposed | 578651 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-12 | Restricted Stock Unit | $ | M | 40000 | Disposed | 2025-09-12 | Common Stock (40000) | Direct |
Footnotes
F1: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.
F2: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.