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CLEANSPARK, INC. — Director's Dealing 2024
Oct 2, 2024
31147_dirs_2024-10-02_c850aa34-9780-4598-a50c-02f241e288ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2024-09-30
Reporting Person: Bradford Zachary (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-30 | Common Stock | A | 535332 | — | Acquired | 3154120 | Direct |
| 2024-09-30 | Common Stock | F | 84261 | $9.34 | Disposed | 3069859 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323864 | Indirect |
| Common Stock | 12000 | Indirect |
| Series A Preferred | 500000 | Direct |
Footnotes
F1: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 214,133, of the RSUs vesting immediately, and the remaining 321,199 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.
F2: This total amount includes 321,199 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes 450,000 RSUs which vest on September 12, 2025.
F3: The Reporting Person is the sole shareholder of ZRB Holdings Inc.
F4: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.
F5: The Reporting Person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.