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CLEANSPARK, INC. — Director's Dealing 2023
Jul 28, 2023
31147_dirs_2023-07-28_9a4f8614-0ef6-448e-b008-3f7ed184677d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2023-07-08
Reporting Person: Bradford Zachary (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-08 | Common Stock | A | 96429 | — | Acquired | 2959975 | Direct |
| 2023-07-08 | Common Stock | F | 37945 | $6.00 | Disposed | 2922030 | Direct |
| 2023-07-09 | Common Stock | A | 96429 | — | Acquired | 3018459 | Direct |
| 2023-07-09 | Common Stock | F | 37945 | $6.00 | Disposed | 2980514 | Direct |
| 2023-07-12 | Common Stock | A | 96429 | — | Acquired | 3076943 | Direct |
| 2023-07-12 | Common Stock | F | 37945 | $6.62 | Disposed | 3038998 | Direct |
| 2023-07-22 | Common Stock | A | 96427 | — | Acquired | 3135425 | Direct |
| 2023-07-22 | Common Stock | F | 37944 | $6.42 | Disposed | 3097481 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323864 | Indirect |
| Common Stock | 12000 | Indirect |
Footnotes
F1: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively.
F2: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units.
F3: The Reporting Person is the sole shareholder of ZRB Holdings Inc.
F4: The Reporting Person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose