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CLEANSPARK, INC. Director's Dealing 2023

Jul 28, 2023

31147_dirs_2023-07-28_9a4f8614-0ef6-448e-b008-3f7ed184677d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2023-07-08

Reporting Person: Bradford Zachary (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-08 Common Stock A 96429 Acquired 2959975 Direct
2023-07-08 Common Stock F 37945 $6.00 Disposed 2922030 Direct
2023-07-09 Common Stock A 96429 Acquired 3018459 Direct
2023-07-09 Common Stock F 37945 $6.00 Disposed 2980514 Direct
2023-07-12 Common Stock A 96429 Acquired 3076943 Direct
2023-07-12 Common Stock F 37945 $6.62 Disposed 3038998 Direct
2023-07-22 Common Stock A 96427 Acquired 3135425 Direct
2023-07-22 Common Stock F 37944 $6.42 Disposed 3097481 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 323864 Indirect
Common Stock 12000 Indirect

Footnotes

F1: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively.

F2: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units.

F3: The Reporting Person is the sole shareholder of ZRB Holdings Inc.

F4: The Reporting Person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose