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CLEANSPARK, INC. — Director's Dealing 2022
Jan 13, 2022
31147_dirs_2022-01-13_8f4442b6-cc41-48c0-9c52-ef6fdd2257d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-12-14
Reporting Person: Tadayon Amer (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-14 | Common Stock | M | 2000 | $4.65 | Acquired | 134132 | Direct |
| 2022-01-11 | Common Stock | M | 3495 | $4.65 | Acquired | 137627 | Direct |
| 2022-01-12 | Common Stock | M | 3000 | $9.00 | Acquired | 140627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Employee Stock Option (Right to Buy) | $4.65 | M | 2000 | Disposed | 2023-01-30 | Common stock (2000) | Direct |
| 2022-01-11 | Employee Stock Option (Right to Buy) | $4.65 | M | 3495 | Disposed | 2023-01-30 | Common stock (3495) | Direct |
| 2022-01-12 | Employee Stock Option (Right to Buy) | $9.00 | M | 3000 | Disposed | 2023-10-25 | Common stock (3000) | Direct |
Footnotes
F1: $9,300 and 16,252 was paid in cash by the reporting person as consideration for the option exercises on December 14, 2021 and January 1, 2022, respectively.
F2: $27,000 was paid in cash by the reporting person as consideration for the option exercise.
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