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CLEANSPARK, INC. — Director's Dealing 2022
Feb 14, 2022
31147_dirs_2022-02-14_3ad41703-6284-420a-a574-49a84a570326.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2022-02-10
Reporting Person: Bradford Zachary (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-10 | Common Stock | M | 12391 | $9.00 | Acquired | 395364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-10 | Employee Stock Option (Right to Buy) | $9.00 | M | 12391 | Disposed | 2023-10-25 | Common Stock (12391) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323864 | Indirect |
| Common Stock | 12000 | Indirect |
Footnotes
F1: The reporting person is the sole shareholder of ZRB Holdings, Inc.
F2: The reporting person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: $111,519 was paid in cash by the reporting person as consideration for the option exercise.