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CLEANSPARK, INC. — Director's Dealing 2022
Sep 15, 2022
31147_dirs_2022-09-15_dc1c0b18-0094-4fc8-acf1-ffb160a10b59.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2022-09-12
Reporting Person: Vecchiarelli Gary Anthony (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-12 | Common Stock | A | 120000 | $0.00 | Acquired | 197757 | Direct |
| 2022-09-12 | Common Stock | D | 70000 | $0.00 | Disposed | 127757 | Direct |
Footnotes
F1: Represents 120,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.
F2: This amendment is being filed to report the termination of the 10,000 RSUs and 60,000 performance stock units previously awarded to the Reporting Person that were terminated by the Issuer's compensation committee and inadvertently omitted from the original Form 4 filed by the Reporting Person on September 14, 2022.