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CLEANSPARK, INC. — Director's Dealing 2021
Jan 5, 2021
31147_dirs_2021-01-05_01143286-7d36-440c-9a60-f5c3800e8a4e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2020-10-26
Reporting Person: Schultz S. Matthew (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-26 | Common Stock | A | 24000 | — | Acquired | 684996 | Direct |
Footnotes
F1: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 24,000 shares of restricted common stock to Mr. Schultz under the issuer's equity incentive plan which shares vest monthly over fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share.
F2: The original Form 4, filed on October 28, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which failed to include the grant of 24,000 shares of restricted stock referenced herein. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 24,000 shares.
F3: Includes 480,000 shares of common stock held in the S M Schultz IRRV TR to which Mr. Schultz is the beneficial owner, 164,000 shares of common stock held in his name and 40,996 shares of common stock held by his spouse.