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CLEANSPARK, INC. — Director's Dealing 2021
Jan 5, 2021
31147_dirs_2021-01-05_f0a02c78-0899-4d04-9dc4-3ae7f0033f6e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2020-10-26
Reporting Person: Bradford Zachary (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-26 | Common Stock | A | 30000 | — | Acquired | 514695 | Direct |
Footnotes
F1: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 30,000 shares of restricted common stock to Mr. Bradford under the issuer's equity incentive plan which shares vest monthly over fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share.
F2: The original Form 4, filed on October 28, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which failed to include the grant of 30,000 shares of restricted stock referenced herein. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 30,000 shares.
F3: Includes 323,864 shares of common stock held in ZRB Holdings Inc. in which Mr. Bradford is the beneficial owner, 12,000 shares of common stock held in BlueChip Advisors LLC in which Mr. Bradford shares beneficial ownership, and 178,831 shares of common stock held in his name.