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CLEANSPARK, INC. — Director's Dealing 2021
Jan 5, 2021
31147_dirs_2021-01-05_a2de380c-9eee-4cfc-9b1e-3a5721944839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2020-12-31
Reporting Person: McNeill Larry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 50000 | $0.83 | Acquired | 163635 | Direct |
| 2020-12-31 | Common Stock | F | 1429 | $29.05 | Disposed | 162206 | Direct |
| 2020-12-31 | Common Stock | M | 150 | $3.63 | Acquired | 162356 | Direct |
| 2020-12-31 | Common Stock | F | 19 | $29.05 | Disposed | 162337 | Direct |
| 2020-12-31 | Common Stock | M | 450 | $3.63 | Acquired | 162787 | Direct |
| 2020-12-31 | Common Stock | F | 56 | $29.05 | Disposed | 162731 | Direct |
| 2020-12-31 | Common Stock | M | 600 | $3.63 | Acquired | 163331 | Direct |
| 2020-12-31 | Common Stock | F | 75 | $29.05 | Disposed | 163256 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Warrant (Right to Buy) | $0.83 | M | 50000 | Disposed | 2025-03-12 | Common Stock (50000) | Direct |
| 2020-12-31 | Warrant (Right to Buy | $3.63 | M | 150 | Disposed | Common Stock (150) | Direct | |
| 2020-12-31 | Warrant (Right to Buy | $3.63 | M | 450 | Disposed | Common Stock (450) | Direct | |
| 2020-12-31 | Warrant (Right to Buy | $3.63 | M | 600 | Disposed | Common Stock (600) | Direct |
Footnotes
F1: The warrant did not contain an expiration date.
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