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CLEANSPARK, INC. — Director's Dealing 2021
Jan 5, 2021
31147_dirs_2021-01-05_77c468ee-de73-4cbd-b551-79f137f8a8e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2020-12-31
Reporting Person: Bradford Zachary (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 25000 | $0.83 | Acquired | 539695 | Direct |
| 2020-12-31 | Common Stock | F | 715 | $29.05 | Disposed | 538980 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Warrant (Right to Buy) | $0.83 | M | 25000 | Disposed | 2025-03-12 | Common Stock (25000) | Direct |
Footnotes
F1: Includes 323,864 shares of common stock held in ZRB Holdings Inc. in which Mr. Bradford is the beneficial owner, 12,000 shares of common stock held in BlueChip Advisors LLC in which Mr. Bradford shares beneficial ownership, and 203,116 shares of common stock held in his name.
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