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CLEANSPARK, INC. Director's Dealing 2021

Feb 17, 2021

31147_dirs_2021-02-17_9f1cfb90-d869-4ef2-a494-cde3420d3500.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-02-12

Reporting Person: Bradford Zachary (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-12 Common Stock M 17857 $5.60 Acquired 220973 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-12 Employee Stock Option (Right to Buy) $5.60 M 17857 Disposed 2022-12-20 Common Stock (17857) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 323864 Indirect
Common Stock 12000 Indirect

Footnotes

F1: This includes 69,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.

F2: The reporting person is the sole shareholder of ZRB Holdings Inc.

F3: The reporting person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4: $99,999.20 was paid in cash by the reporting person as consideration for the option exercise.