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CLEANSPARK, INC. — Director's Dealing 2021
Feb 17, 2021
31147_dirs_2021-02-17_9f1cfb90-d869-4ef2-a494-cde3420d3500.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-02-12
Reporting Person: Bradford Zachary (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Stock | M | 17857 | $5.60 | Acquired | 220973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Employee Stock Option (Right to Buy) | $5.60 | M | 17857 | Disposed | 2022-12-20 | Common Stock (17857) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 323864 | Indirect |
| Common Stock | 12000 | Indirect |
Footnotes
F1: This includes 69,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021.
F2: The reporting person is the sole shareholder of ZRB Holdings Inc.
F3: The reporting person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4: $99,999.20 was paid in cash by the reporting person as consideration for the option exercise.