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CLEANSPARK, INC. Director's Dealing 2021

Nov 10, 2021

31147_dirs_2021-11-10_c2ba62aa-6221-4a62-8656-a5b3c387ea09.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-11-08

Reporting Person: Love Lori (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-08 Common Stock A 9000 Acquired 112303 Direct
2021-11-08 Common Stock A 13250 Acquired 125553 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-08 Employee Stock Option (Right to Buy) $20.48 A 10000 Acquired 2024-11-07 Common Stock (10000) Direct

Footnotes

F1: Represents 9,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 750 are vested upon issuance, and (ii) the remaining 8,250 shall vest in equal monthly installments over the next 11 months.

F2: Represents 13,250 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.

F3: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.