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CLEANSPARK, INC. — Director's Dealing 2021
Nov 10, 2021
31147_dirs_2021-11-10_c2ba62aa-6221-4a62-8656-a5b3c387ea09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-11-08
Reporting Person: Love Lori (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | A | 9000 | — | Acquired | 112303 | Direct |
| 2021-11-08 | Common Stock | A | 13250 | — | Acquired | 125553 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | Employee Stock Option (Right to Buy) | $20.48 | A | 10000 | Acquired | 2024-11-07 | Common Stock (10000) | Direct |
Footnotes
F1: Represents 9,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units shall vest as follows: (i) 750 are vested upon issuance, and (ii) the remaining 8,250 shall vest in equal monthly installments over the next 11 months.
F2: Represents 13,250 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer.
F3: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer.