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CLEANSPARK, INC. Director's Dealing 2021

Nov 19, 2021

31147_dirs_2021-11-19_5930fa88-6547-471e-880d-8e1e0e939942.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-11-17

Reporting Person: Love Lori (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-17 Common Stock M 3000 $9.00 Acquired 128553 Direct
2021-11-17 Common Stock M 2664 $9.00 Acquired 131217 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-17 Employee Stock Option (Right to Buy) $9.00 M 3000 Disposed 2023-10-25 Common Stock (3000) Direct
2021-11-17 Employee Stock Option (Right to Buy) $9.00 M 2664 Disposed 2023-10-25 Common Stock (2664) Direct

Footnotes

F1: $27,000 was paid in cash by the reporting person as consideration for the option exercise.

F2: $23,976 was paid in cash by the reporting person as consideration for the option exercise.

F3: On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021.