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CLEANSPARK, INC. — Director's Dealing 2021
Nov 19, 2021
31147_dirs_2021-11-19_5930fa88-6547-471e-880d-8e1e0e939942.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-11-17
Reporting Person: Love Lori (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-17 | Common Stock | M | 3000 | $9.00 | Acquired | 128553 | Direct |
| 2021-11-17 | Common Stock | M | 2664 | $9.00 | Acquired | 131217 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | Employee Stock Option (Right to Buy) | $9.00 | M | 3000 | Disposed | 2023-10-25 | Common Stock (3000) | Direct |
| 2021-11-17 | Employee Stock Option (Right to Buy) | $9.00 | M | 2664 | Disposed | 2023-10-25 | Common Stock (2664) | Direct |
Footnotes
F1: $27,000 was paid in cash by the reporting person as consideration for the option exercise.
F2: $23,976 was paid in cash by the reporting person as consideration for the option exercise.
F3: On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021.
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