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CLEANSPARK, INC. — Director's Dealing 2021
Dec 20, 2021
31147_dirs_2021-12-20_2bc4839c-a2b3-439c-83b5-90db58c22bd8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2021-12-15
Reporting Person: Vecchiarelli Gary Anthony (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock | A | 60000 | — | Acquired | 70000 | Direct |
Footnotes
F1: On December 17, 2021, the Reporting Person filed a Form 4 (the "Original Form 4") reporting the issuance of two separate restricted stock unit grants to the Reporting Person. The Original Form 4 is being amended by this Form 4 Amendment (the "Amendment") solely to correct an administrative error in the disclosures included in footnote (2) of the Original Form 4 with respect to the vesting terms of the 60,000 restricted stock units issued to the Reporting Person on December 15, 2021. This Amendment does not alter any other portions of the Original Form 4.
F2: Represents 60,000 restricted stock units awarded to the Reporting Person under the Plan, which shall vest pursuant to market conditions as follows: (i) 20,000 shall vest upon the Issuer maintaining a market capitalization of $1.5 billion or greater for 15 days within any given fiscal year after the grant date, which 15 days need not be consecutive, and (ii) 40,000 shall vest upon the Issuer maintaining a market capitalization of $2.0 billion or greater for 15 days within any given fiscal year after the grant date, which 15 days need not be consecutive.