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Clean Seas Seafood Limited
Share Issue/Capital Change • Jan 18, 2024
8175_dirs_2024-01-18_1290c5c6-ebb8-4aa1-8c75-62fc52df54fd.pdf
Share Issue/Capital Change
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18 January 2024 Clean Seas Seafood Limited – Notifiable Transactions in Connection with Placement
Reference is made to the stock exchange announcement by Clean Seas Seafood Limited (the "Company") on 24 November 2023 regarding the completion of a AUD ~9.5 million non-underwritten two-trancŚe placement of new shares (the "Placement"), and the stock exchange announcement on 15 January 2024 regarding the results of an extraordinary general meeting.
The Placement consisted of an issue of approximately 35.3 million new fully paid ordinary shares ("New Shares") in the Company, whereof approximately 24.8 million New Shares were issued in the first tranche and the remaining approximately 10.5 million New Shares were issued in the second tranche. The issuance of New Shares in the second tranche were approved by the extraordinary general meeting of the Company held on 15 January 2024. All New Shares were issued at the fixed price of AUD 0.27 (the "Offer Price") per New Share.
The following persons discharging managerial responsibilities and their close associates have been allocated New Shares in the Placement:
- x Obpc Pty Ltd., a company controlled by Director Travis Dillon, has been allocated 92,592 New Shares at the Offer Price, corresponding to a total subscription amount of AUD 25,000;
- x Tarkarri Super Pty Ltd., a company controlled by Director Katelyn Adams, has been allocated 37,038 New Shares at the Offer Price, corresponding to a total subscription amount of AUD 10,000;
- x Director Marcus Stehr has been allocated 55,555 New Shares at the Offer Price, corresponding to a total subscription amount of AUD 15,000; and
- x An entity controlled by CEO Rob Gratton has been allocated 74,075 New Shares at the Offer Price, corresponding to a total subscription amount of AUD 20,000.
All New Shares allocated to persons discharging managerial responsibilities and their close associates were issued in the second tranche of the Placement.
Please see the attached notifications forms for further information.
This information is subject to the disclosure requirements pursuant to Regulation EU 596/2014 (MAR) article 19 and the Norwegian Securities Trading Act section 5-12.
For further information please contact: Rob Gratton CEO [email protected]
1 Details of the person discharging managerial responsibilities/person closely associated a) Name Obpc Pty Ltd. 2 Reason for the notification a) Position/status Close associate of Director Travis Dillon b) Initial notification/ Amendment Initial notification 3 Details of the issuer a) Name Clean Seas Seafood Limited b) LEI 5299006MEE2BKFAIW011 4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted a) Description of the financial instrument, type of instrument Identification code Shares of Clean Seas Seafood Limited ISIN: AU000000CSS3 b) Nature of the transaction Subscription of shares in placement c) Price(s) and volume(s) Price(s) Volume(s) AUD 0.27 92,592 d) Aggregated information - Aggregated volume - Price A total of 92,592 new shares subscribed at a price per share of AUD 0.27, corresponding to a total subscription amount of AUD 25,000 e) Date of the transaction 15 January 2024 f) Place of the transaction Outside of trading venue MIC: XOFF
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||
|---|---|---|---|---|
| a) | Name | Tarkarri Super Pty Ltd. | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Close associate of Director Katelyn Adams | ||
| b) | Initial notification/ | Initial notification | ||
| Amendment | ||||
| 3 | Details of the issuer | |||
| a) | Name | Clean Seas Seafood Limited | ||
| b) | LEI | 5299006MEE2BKFAIW011 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of | |||
| transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial | Shares of Clean Seas Seafood Limited | ||
| instrument, type of instrument | ||||
| Identification code | ISIN: AU000000CSS3 | |||
| b) | Nature of the transaction | Subscription of shares in placement | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| AUD 0.27 | 37,038 | |||
| d) | Aggregated information | |||
| A total of 37,037 new shares subscribed at a price per share of AUD 0.27, corresponding to a total subscription amount of AUD |
||||
| - Aggregated volume |
||||
| - Price |
10,000 | |||
| e) | Date of the transaction | 15 January 2024 | ||
| f) | Place of the transaction | Outside of trading venue | ||
| MIC: XOFF |
1 Details of the person discharging managerial responsibilities/person closely associated a) Name Marcus Stehr 2 Reason for the notification a) Position/status Director b) Initial notification/ Amendment Initial notification 3 Details of the issuer a) Name Clean Seas Seafood Limited b) LEI 5299006MEE2BKFAIW011 4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted a) Description of the financial instrument, type of instrument Identification code Shares of Clean Seas Seafood Limited ISIN: AU000000CSS3 b) Nature of the transaction Subscription of shares in placement c) Price(s) and volume(s) Price(s) Volume(s) AUD 0.27 55,555 d) Aggregated information - Aggregated volume - Price A total of 55,555 new shares subscribed at a price per share of AUD 0.27, corresponding to a total subscription amount of AUD 15,000. e) Date of the transaction 15 January 2024 f) Place of the transaction Outside of trading venue MIC: XOFF
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||
|---|---|---|---|---|
| a) | Name | Rob Gratton | ||
| 2 | Reason for the notification | |||
| a) | Position/status | CEO | ||
| b) | Initial notification/ | Initial notification | ||
| Amendment | ||||
| 3 | Details of the issuer | |||
| a) | Name | Clean Seas Seafood Limited | ||
| b) | LEI | 5299006MEE2BKFAIW011 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of | |||
| transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial | Shares of Clean Seas Seafood Limited | ||
| instrument, type of instrument | ||||
| Identification code | ISIN: AU000000CSS3 | |||
| b) | Nature of the transaction | Subscription of shares in placement | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| AUD 0.27 | 74,075 | |||
| d) | Aggregated information | |||
| - | A total of 74,075 new shares subscribed at a price per share of AUD 0.27, corresponding to a total subscription amount of AUD |
|||
| Aggregated volume | ||||
| - Price |
20,000. | |||
| e) | Date of the transaction | 15 January 2024 | ||
| f) | Place of the transaction | Outside of trading venue | ||
| MIC: XOFF |