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CLEAN HARBORS INC — Director's Dealing 2015
Jun 11, 2015
30490_dirs_2015-06-11_ff35327f-720e-429e-b0d3-c86424d6d58e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEAN HARBORS INC (CLH)
CIK: 0000822818
Period of Report: 2015-06-11
Reporting Person: Marlin Rod (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-11 | Common Stock | S | 31600 | $43.01 | Disposed | 41839 | Direct |
| 2015-06-11 | Common Stock | S | 68200 | $43.01 | Disposed | 88 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-11 | Call Option (Obligation to sell) | $43.01 | O | 0 | Disposed | 2015-06-11 | Common Stock (31600) | Direct |
| 2015-06-11 | Call Option (Obligation to sell) | $43.01 | O | 0 | Disposed | 2015-06-11 | Common Stock (68200) | Indirect |
| 2015-06-11 | Put Option (Right to sell) | $29.325 | H | 0 | Acquired | 2015-06-11 | Common Stock (31600) | Direct |
| 2015-06-11 | Put Option (Right to sell) | $29.325 | H | 0 | Acquired | 2015-06-11 | Common Stock (68200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5564 | Indirect |
| Common Stock | 808 | Indirect |
Footnotes
F1: In connection with the settlement of a call option sold by the reporting person on June 2, 2010, as part of a zero-cost collar agreement, the reporting person sold to the counterparty the shares reference herein for a purchase price of $43.01. Such price is not the current market value of such shares, but rather the amount stipulated in the call option. On the same date, the related put option expired unexercised.
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