AI assistant
Clean Energy Technologies, Inc. — Director's Dealing 2020
May 18, 2020
35034_dirs_2020-05-18_262b7f48-486d-43d1-92e9-7fae2c1f3722.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Clean Energy Technologies, Inc. (CETY)
CIK: 0001329606
Period of Report: 2019-12-31
Reporting Person: MGW Investment I LTD (10% Owner)
Reporting Person: Pang Calvin (Director, Chief Financial Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-31 | Common Stock/Units | P | 168000000 | $.0119 | Acquired | 470462667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-31 | Warrants | $.04 | A | 168000000 | Acquired | 2020-05-31 | Common Stock (168000000) | Direct |
Footnotes
F1: Purchased pursuant to an exempt private placement of securities.
F2: Reporting Persons beneficially own an aggregate of 1,086,476,334 shares including derivative securities described below to purchase 616,013,667 shares of common stock.
F3: Calvin Pang, a director and Chief Financial Officer of the Issuer has voting and dispositive power over shares held by MGW Investment I, Limited Ltd. by virtue of his position as Chief Investment Officer.