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Clean Energy Fuels Corp. — Director's Dealing 2015
Sep 19, 2015
32679_dirs_2015-09-18_40f5e770-3e70-470c-9993-8d70f86b7c32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clean Energy Fuels Corp. (CLNE)
CIK: 0001368265
Period of Report: 2015-09-17
Reporting Person: Littlefair Andrew J (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-17 | Common Stock | M | 15126 | — | Acquired | 665150 | Direct |
| 2015-09-17 | Common Stock | F | 7893 | $4.97 | Disposed | 657257 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-17 | Restricted Stock Units | $ | M | 15126 | Disposed | Common Stock (15126) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs.
F2: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon vesting of the RSU.
F3: On September 17, 2013, the reporting person was awarded 45,836 RSUs. Pursuant to the terms of the related Restricted Stock Award Agreement, 15,584 of the total RSUs vested on the first anniversary of the date of grant, and 15,126 of the total RSUs vest on each anniversary thereafter until the RSUs are fully vested.