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Clarus Corp — Director's Dealing 2022
Aug 19, 2022
33978_dirs_2022-08-19_fdf639d6-ecca-49d6-a976-64fc6d4d9013.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clarus Corp (CLAR)
CIK: 0000913277
Period of Report: 2022-08-17
Reporting Person: SOKOLOW NICOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-17 | Common Stock, par value $0.0001 per share ("Common Stock") | S | 15042 | $28.629 | Disposed | 80448 | Direct |
| 2022-08-17 | Common Stock | M | 30000 | $8.35 | Acquired | 110448 | Direct |
| 2022-08-17 | Common Stock | S | 30000 | $28.777 | Disposed | 80448 | Direct |
| 2022-08-18 | Common Stock | M | 15000 | $8.35 | Acquired | 95448 | Direct |
| 2022-08-18 | Common Stock | S | 15000 | $28.5284 | Disposed | 80448 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-17 | Stock Option (right to purchase) | $8.35 | M | 30000 | Disposed | 2025-12-11 | Common Stock (45000) | Direct |
| 2022-08-18 | Stock Option (right to purchase) | $8.35 | M | 15000 | Disposed | 2025-12-11 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40000 | Indirect |
| Common Stock | 83293 | Indirect |
| Common Stock | 379244 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 - $28.72. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 - $29.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 - $28.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F4: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.
F5: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager
F6: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
F7: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
F8: Immediately vested and exercisable option to purchase shares of Common Stock was granted under the Issuer's 2015 Stock Incentive Plan on December 11, 2015.