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Clarus Corp — Director's Dealing 2020
Oct 29, 2020
33978_dirs_2020-10-29_f414a9b6-e179-4976-9147-74039d5a482e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clarus Corp (CLAR)
CIK: 0000913277
Period of Report: 2020-10-27
Reporting Person: SOKOLOW NICOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-27 | Common Stock, par value $0.0001 per share ("Common Stock") | M | 12500 | $6.10 | Acquired | 102576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-27 | Stock Option (right to purchase) | $6.10 | M | 12500 | Disposed | 2027-06-01 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32500 | Indirect |
| Common Stock | 82925 | Indirect |
| Common Stock | 377567 | Indirect |
Footnotes
F1: The securities reported herein are owned by Korsak Holdings, LLC, a limited liability company of which the Reporting Person is the general manager.
F2: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
F3: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
F4: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
F5: The options to purchase 12,500 shares of the Issuer's common stock were granted under the Issuer's 2015 Stock Incentive Plan on 6/1/2017, became exercisable in four equal consecutive quarterly tranches on each of June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018.