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Clarus Corp — Director's Dealing 2018
Oct 1, 2018
33978_dirs_2018-10-01_541d5c51-c717-4dbc-9ed9-66e070f76ca6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clarus Corp (CLAR)
CIK: 0000913277
Period of Report: 2018-09-27
Reporting Person: SOKOLOW NICOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-27 | Common Stock, par value $0.0001 per share | M | 12500 | $4.41 | Acquired | 67576 | Direct |
| 2018-09-27 | Common Stock, par value $0.0001 per share | M | 12500 | $4.39 | Acquired | 80076 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-27 | Stock Option (right to purchase) | $4.41 | M | 12500 | Acquired | 2025-12-11 | Common Stock (12500) | Direct |
| 2018-09-27 | Stock Option (right to purchase) | $4.39 | M | 12500 | Acquired | 2026-06-08 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 per share | 70425 | Indirect |
| Common Stock, par value $0.0001 per share | 377567 | Indirect |
Footnotes
F1: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
F2: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
F3: The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.
F4: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.