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Clarus Corp — Director's Dealing 2017
Aug 23, 2017
33978_dirs_2017-08-23_5e4c4757-0fed-4e0c-952c-0e549c842a2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clarus Corp (CLAR)
CIK: 0000913277
Period of Report: 2017-08-21
Reporting Person: SOKOLOW NICOLAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-22 | Common Stock, par value $0.0001 per share ("Common Stock") | P | 5000 | $6.47 | Acquired | 65000 | Direct |
| 2017-08-22 | Common Stock | P | 10800 | $6.42 | Acquired | 10800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-21 | Stock Option (right to purchase) | $6.15 | A | 25000 | Acquired | 2027-08-21 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 377567 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $6.45 to $6.50. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a stockholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $6.40 to $6.45. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a stockholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
F4: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
F5: The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
F6: The option to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2015 Stock Incentive Plan. Option to purchase 8,334 shares of the Issuer's Common Stock will vest and become exercisable on December 31, 2017 and options to purchase 8,333 shares of the Issuer's Common Stock will vest and become exercisable on each of December 31, 2018 and December 31, 2019.