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CLARIVATE PLC — Director's Dealing 2022
Oct 21, 2022
31500_dirs_2022-10-21_3870208c-8454-46ee-a164-d1476bbe2650.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CLARIVATE Plc (CLVT)
CIK: 0001764046
Period of Report: 2021-12-28
Reporting Person: Snyder Andrew Miles (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-28 | Ordinary Shares | G | 1931330 | — | Disposed | 4033271 | Indirect |
| 2022-03-31 | Ordinary Shares | A | 633 | $16.76 | Acquired | 3703 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8821984 | Indirect |
| Ordinary Shares | 10489466 | Indirect |
| Ordinary Shares | 3417 | Indirect |
Footnotes
F1: On December 28, 2021, Cambridge Information Group III LLC transferred 1,931,330 ordinary shares to a 501(c)(3) charitable organization. Following that transaction, Cambridge Information Group III holds 4,033,271 ordinary shares, rather than 5,964,601 ordinary shares as reported in the Reporting Person's Form 4s filed on April 4, 2022, May 9, 2022, July 5, 2022, September 16, 2022 and October 4, 2022.
F2: Quarterly award of shares elected in lieu of 50% of the quarterly cash retainer (with $10,625 of the cash retainer being paid in shares) for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer being paid in shares by $16.76, the closing price of the issuer's ordinary shares on March 31, 2022, and rounding down to the next whole share.
F3: This amount includes 3,070 restricted share units in respect of the issuer's ordinary shares granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 6, 2022.
F4: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.