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CLARIVATE PLC Director's Dealing 2021

Dec 21, 2021

31500_dirs_2021-12-21_08c76db0-94c6-4d35-8db0-c815d65728fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLARIVATE Plc (CLVT)
CIK: 0001764046
Period of Report: 2021-12-20

Reporting Person: Samson James Gordon (President, IP Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-20 Ordinary Shares M 41721.60 Acquired 946154.60 Direct
2021-12-20 Ordinary Shares D 41721.60 $23.7795 Disposed 904433 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-20 Phantom Shares $0.0 M 15509 Disposed Ordinary Shares (41721.6) Direct

Footnotes

F1: Represents phantom awards (the "Phantom Shares") granted to the reporting person under the CPA Global Employee Phantom Share Plan (the "Phantom Plan"), which vested on October 1, 2021. Each Phantom Share is the equivalent of approximately 2.7 ordinary shares of the Issuer and entitle the reporting person to a cash payment equal to the weighted average sale price of all ordinary shares of the Issuer held by Capri Acquisition Topco Limited ("Capri TopCo"), or by an employee benefit trust on behalf of the reporting person, with respect to all Phantom Shares awarded under the Phantom Plan, multiplied by the number of ordinary shares of the Issuer underlying the reporting person's Phantom Shares.

F2: Represents the settlement of Phantom Shares held by the reporting person, as described in more detail in footnote 1, for cash.

F3: The reporting person's Form 3, filed on July 14, 2021, reported the Phantom Shares as indirectly held by Capri Topco. While the ordinary shares of the Issuer underlying the Phantom Shares were held by Capri TopCo, or by an employee benefit trust on behalf of the reporting person, the reporting person directly holds the Phantom Shares.