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CLARA RESOURCES AUSTRALIA LTD — Director's Dealing 2025
Feb 2, 2025
64598_rns_2025-02-02_f28649ea-6c6d-4c24-ba98-578088ebe8d3.pdf
Director's Dealing
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ASX Announcement 3 February 2025
Lodgement of Appendix 3Y x 3
Clara Resources Australia Limited (“Clara” or the “Company”) (ASX:C7A), a company with a strategic emphasis on progressing the Ashford Coking Coal Project, lodges the Appendix 3Y relating to the issue of shares to Peter Westerhuis in the period from 1/11/2024 to 30/12/204.
The attached Appendix 3Y for the Director is as a result of the Director participating in:
-
The October 2024 rights issue, where the Director took up their interest;
-
Fulfilling a sub underwriting commitment to the Company from the October 2024 rights issue; and
-
The December 2024 Placement and ANREO, where the Director took up their interest.
However, the Company failed to lodge the attached Appendix 3Y within 5 days due to an administrative oversight. The Company Secretary and the Director have refreshed themselves of the requirements of Policy to ensure future compliance. The Board are satisfied that the current Policy is sufficient to ensure compliance with Listing Rule 3.19B.
The Managing Director has authorised the release of this announcement to the market.
Peter Westerhuis Duncan Gordon Chief Executive Officer Investor Relations Clara Resources Ltd T: +61 404 006 444 T: +61 7 3303 0192 E: [email protected]
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CLARA RESOURCES AUSTRALIA LIMITED ABN 84 122 957 322
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter Westerhuis |
|---|---|
| Date of last notice | 11 October 2024 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
A. Peter Westerhuis B. Piersand Super Fund- of which Mr Peter Westerhuis is a beneficiary |
| Date of change | 1/11/2024 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | A. Peter Westerhuis 2,500,000 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 B. Piersand Super Fund(Beneficiary) 1,000,000 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
|---|---|
| Class | Ordinary shares |
| Number acquired | A. 1,666,667 ordinary shares B. 666,667 ordinary shares |
| Number disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.01 per share |
| No. of securities held after change | A. Peter Westerhuis 4,166,667 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 C. Piersand Super Fund(Beneficiary) 1,666.667 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Nature of change Rights issue Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CLARA RESOURCES AUSTRALIA LIMITED ABN 84 122 957 322
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter Westerhuis |
|---|---|
| Date of last notice | 1 November 2024 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
A. Peter Westerhuis B. Piersand Super Fund- of which Mr Peter Westerhuis is a beneficiary |
| Date of change | 16 December 2024 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | A. Peter Westerhuis 4,166,667 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 B. Piersand Super Fund(Beneficiary) 1,666,667 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
|---|---|
| Class | Ordinary shares |
| Number acquired | A. 2,953,172 ordinary shares |
| Number disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.01 per share |
| No. of securities held after change | A. Peter Westerhuis 7,119,839 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 C. Piersand Super Fund(Beneficiary) 1,666,667 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Sub underwriting commitment to a rights issue |
|
|---|---|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CLARA RESOURCES AUSTRALIA LIMITED ABN 84 122 957 322
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter Westerhuis |
|---|---|
| Date of last notice | 16 December 2024 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
A. Peter Westerhuis B. Piersand Super Fund- of which Mr Peter Westerhuis is a beneficiary |
| Date of change | 30 December 2024 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | A. Peter Westerhuis 7,119,839 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 B. Piersand Super Fund(Beneficiary) 1,666,667 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
|---|---|
| Class | Ordinary shares |
| Number acquired | A. 8,786,506 ordinary shares |
| Number disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.006 per share |
| No. of securities held after change | A. Peter Westerhuis 15,906,345 ordinary shares 2,500,000 options @ 12c expiry 29/06/2026 400,000 options @ 20c expiry 29/06/2025 200,000 performance rights, nil consideration, vesting on granting of a Mining Lease for the Company's Ashford Coking Coal Project by May 2025 C. Piersand Super Fund(Beneficiary) 1,666,667 ordinary shares 1,000,000 options @ 12c expiry 29/06/2025 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Nature of change Rights issue Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3