CK Asset Holdings Limited — Share Issue/Capital Change 2017

Dec 1, 2017

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :	30 November 2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer	Guangshen Railway Company Limited
Date Submitted	1 December 2017

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :		Description :
			No. of ordinary shares		Par value (State currency)			Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
(2) Stock code :		Description :
			No. of ordinary shares		Par value (State currency)			Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

1. Other Classes of Shares

Stock code :	601333	Description :		A Shares
			No. of A classes of shares		Par value (RMB)			Authorised share capital (RMB)
Balance at close of preceding month			5,652,237,000			1.00		N/A
Increase/(decrease)			Nil					Nil
Balance at close of the month			5,652,237,000			1.00		N/A

1. Other Classes of Shares

Stock code :	00525	Description :		H Shares
			No. of H classes of shares		Par value (RMB)			Authorised share capital (RMB)
Balance at close of preceding month			1,431,300,000			1.00		N/A
Increase/(decrease)			Nil					Nil
Balance at close of the month			1,431,300,000			1.00		N/A

Total authorised share capital at the end of the month (RMB) :	N/A

II. Movements in Issued Share Capital

	No. of ordinary shares				No. of A shares		No. of H shares
	(1)		(2)
Balance at close of preceding month	N/A		N/A		5,652,237,000		1,431,300,000
Increase/ (decrease) during the month	Nil		Nil		Nil		Nil
Balance at close of the month	N/A		N/A		5,652,237,000		1,431,300,000

III. Details of Movements in Issued Share Capital (Not Applicable)

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable			Movement during the month														No. of new shares of issuer issued during the month pursuant thereto				No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Granted			Exercised			Cancelled				Lapsed
	1.
	( / / )
	shares
	(Note 1)
	2.
	( / / )
	shares
	(Note 1)
	3.
	( / / )
	shares
	(Note 1)
							Total A. (Ordinary shares)
										(Preference shares)
										(H class)
Total funds raised during the month from exercise of options (State currency)

Warrants to Issue Shares of the Issuer which are to be Listed (Not Applicable)

Description of warrants (Date of expiry - dd/mm/yyyy)				Currency of nominal value			Nominal value at close of preceding month			Exercised during the month		Nominal value at close of the month				No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
	2.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
	3.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
	4.
	( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
		Total B. (Ordinary shares)
										(Preference shares)
										(H class)

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (Not Applicable)

Class and description				Currency of amount outstanding			Amount at close of preceding month			Converted during the month		Amount at close of the month			No. of new shares of issuer issued during the month pursuant thereto		No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy))		( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)		( / / )
		Total C. (Ordinary shares)
										(Preference shares)
										(H class)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) (Not Applicable)

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1.
	( / / )
	shares (Note 1)
2.
	( / / )
	shares (Note 1)
3.
	( / / )
	shares (Note 1)
	Total D. (Ordinary shares)	N/A
	(Preference shares)	N/A
	(H class)	Nil
	(A class)	Nil

Other Movements in Issued Share Capital

	Type of Issue									No. of new shares of issuer issued during the month pursuant thereto			No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Open offer		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Placing		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Bonus issue							Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Scrip dividend		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Repurchase of shares							Class of shares repurchased (Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Redemption of shares							Class of shares redeemed (Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Consideration issue		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Capital reorganisation							Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
1. Other (Please specify)		At price :		State currency			Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)		________ ( / / ) ( / / )			Nil			Nil
								Total E. (Ordinary shares)			N/A
								(Preference shares)			N/A
								(H class)			Nil
								(A class)			Nil

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)	N/A
(2)	N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):	N/A
Total increase / (decrease) in H classes of shares during the month (i.e. Total of A to E):	Nil
Total increase / (decrease) in A classes of shares during the month (i.e. Total of A to E):	Nil
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

Remarks (if any):

Submitted by: _Guo Xiangdong_

Title: _______________ Company Secretary__________________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.