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CITIZENS, INC. — Director's Dealing 2023
Apr 4, 2023
33432_dirs_2023-04-04_fb75ab07-0678-4c6a-9870-3e070a8e44ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CITIZENS, INC. (CIA)
CIK: 0000024090
Period of Report: 2023-03-31
Reporting Person: Mauldin Robert M III (VP, Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-31 | Citizens, Inc. Class A Common Stock | M | 6187 | — | Acquired | 77146 | Direct |
| 2023-03-31 | Citizens, Inc. Class A Common Stock | F | 1807 | $3.71 | Disposed | 75339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-31 | Restricted Stock Units | $ | M | 6187 | Disposed | Class A Common Stock (6187.0) | Direct | |
| 2023-03-31 | Restricted Stock Units | $ | A | 38005 | Acquired | Class A Common Stock (38005.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (11331.0) | 11331 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.
F2: On March 31, 2022, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2023) and the second anniversary of the date of the grant (March 31, 2024) and the third anniversary of the date of the grant (March 31, 2025).
F3: On January 29, 2021, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (January 29, 2022) and the second anniversary of the date of the grant (January 29, 2023) and the third anniversary of the date of the grant (January 29, 2024).
F4: On March 31, 2023, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2024) and the second anniversary of the date of the grant (March 31, 2025) and the third anniversary of the date of the grant (March 31, 2026).