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Citizens Community Bancorp Inc. — Director's Dealing 2021
Feb 1, 2021
33860_dirs_2021-02-01_055f7228-e52f-4a97-8ef5-86d2d6334c79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citizens Community Bancorp Inc. (CZWI)
CIK: 0001367859
Period of Report: 2021-01-28
Reporting Person: BROUCEK JAMES S (EVP/CFO/Treasurer/Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-28 | Common Stock, par value $0.01 per share | A | 2457 | $10.78 | Acquired | 10521 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 38024 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $13.6 | 2027-10-31 | Common Stock (8000.0) | 8000 | Direct |
Footnotes
F1: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 28, 2022, January 28, 2023 and January 28, 2024.
F2: These shares are held in the reporting person's self-directed IRA.
F3: The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.