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Citizens Community Bancorp Inc. Director's Dealing 2017

Jan 12, 2017

33860_dirs_2017-01-12_d8f5a62b-7995-4dfe-bc67-435e68ebe7d6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Citizens Community Bancorp Inc. (CZWI)
CIK: 0001367859
Period of Report: 2017-01-12

Reporting Person: Oldenberg Mark C. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-12 Common Stock, par value $0.01 per share M 1000 $5.65 Acquired 21078 Direct
2017-01-12 Common Stock, par value $0.01 per share M 3000 $9.20 Acquired 24078 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-12 Common Stock Option (right to buy) $5.65 M 1000 Disposed 2022-07-02 Common Stock (1000) Direct
2017-01-12 Common Stock Option (right to buy) $9.20 M 3000 Disposed 2025-03-03 Common Stock (3000) Direct

Footnotes

F1: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017.

F2: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020.