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Citius Pharmaceuticals, Inc. — Director's Dealing 2021
Jul 26, 2021
34965_dirs_2021-07-26_ca365d01-e53d-46a7-a992-fe85914d59b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2021-07-22
Reporting Person: SAFIR HOWARD (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | Options to Purchase Common Stock | $2.00 | A | 15000 | Acquired | 2031-07-22 | Common Stock (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $1.69 | 2031-02-16 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $1.01 | 2030-10-06 | Common Stock (35000) | 35000 | Direct |
| Options to Purchase Common Stock | $1.39 | 2030-07-07 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $0.67 | 2029-10-08 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $1.62 | 2028-09-04 | Common Stock (15000) | 15000 | Direct |
| Options to Purchase Common Stock | $3.45 | 2027-09-13 | Common Stock (10000) | 10000 | Direct |
| Options to Purchase Common Stock | $0.015 | 2024-04-11 | Common Stock (12071) | 12071 | Direct |
| Options to Purchase Common Stock | $12 | 2026-06-23 | Common Stock (13334) | 13334 | Direct |
Footnotes
F1: The options vest in full on July 22, 2022.
F2: The options vest in full on February 16, 2022.
F3: The options vest in full on October 6, 2021.
F4: The options vest in full on July 7, 2021.
F5: The options vest in full on October 8, 2020.
F6: The options vest in full on September 4, 2019.
F7: The options vest in full on September 13, 2018.
F8: The options vested in 1/3 increments over a three-year period with the first installment vesting on April 11, 2015.
F9: The options vested in full on the first anniversary of the date of grant.
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