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Citius Pharmaceuticals, Inc. — Director's Dealing 2021
Oct 13, 2021
34965_dirs_2021-10-13_911e584c-4997-4160-a21a-15a123e659c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2021-10-11
Reporting Person: Holuka Eugene Myron (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-11 | Options to Purchase Common Stock | $2.04 | A | 75000 | Acquired | 2031-10-11 | Common Stock (75000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $2.00 | 2031-07-22 | Common Stock (15000) | 15000 | Direct |
| Options to Purchase Common Stock | $1.69 | 2031-02-16 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $1.01 | 2030-10-06 | Common Stock (35000) | 35000 | Direct |
| Options to Purchase Common Stock | $1.39 | 2030-07-07 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $0.67 | 2029-10-08 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $1.62 | 2028-09-04 | Common Stock (15000) | 15000 | Direct |
| Options to Purchase Common Stock | $3.45 | 2027-09-13 | Common Stock (10000) | 10000 | Direct |
| Options to Purchase Common Stock | $0.015 | 2024-04-14 | Common Stock (2415) | 2415 | Direct |
| Options to Purchase Common Stock | $12 | 2026-06-23 | Common Stock (13334) | 13334 | Direct |
Footnotes
F1: The options were granted on October 11, 2021. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date.
F2: The options will vest in full on July 22, 2022.
F3: The options will vest in full on February 16, 2022.
F4: The options will vest in full on October 6, 2021.
F5: The options will vest in full on July 7, 2021.
F6: The options vest in full on October 8, 2020.
F7: The options vest in full on September 4, 2019.
F8: The options vest in full on September 13, 2018.
F9: The options vested in 1/3 increments over a three-year period with the first installment vesting on April 14, 2014.
F10: The options vested in full on the first anniversary of the date of grant.