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Citius Pharmaceuticals, Inc. — Director's Dealing 2020
Oct 9, 2020
34965_dirs_2020-10-09_fc04fa5d-b161-4841-ba55-16ddacacb8a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2020-10-06
Reporting Person: Kane William (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Options to Purchase Common Stock | $1.01 | A | 35000 | Acquired | 2030-10-06 | Common Stock (35000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $1.39 | 2030-07-07 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $0.67 | 2029-10-08 | Common Stock (25000) | 25000 | Direct |
| Options to Purchase Common Stock | $1.62 | 2028-09-04 | Common Stock (15000) | 15000 | Direct |
| Options to Purchase Common Stock | $3.45 | 2027-09-13 | Common Stock (10000) | 10000 | Direct |
| Options to Purchase Common Stock | $0.015 | 2024-03-28 | Common Stock (12071) | 12071 | Direct |
| Options to Purchase Common Stock | $12 | 2026-06-23 | Common Stock (13334) | 13334 | Direct |
Footnotes
F1: The options vest in full on October 6, 2021.
F2: The options vest in full on July 7, 2021.
F3: The options vest in full on October 8, 2020.
F4: The options vest in full on September 4, 2019.
F5: The options vest in full on September 13, 2018.
F6: The options vested in 1/3 increments over a three-year period with the first installment vesting on March 28, 2015.
F7: The options vested in full on the first anniversary of the date of grant.
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