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Citius Pharmaceuticals, Inc. — Director's Dealing 2018
Sep 6, 2018
34965_dirs_2018-09-06_647b86fa-3999-44f1-b92b-f17ecc933596.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2018-09-04
Reporting Person: Bartushak Jaime (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-04 | Stock Option (Right to Purchase Common Stock) | $1.62 | A | 70000 | Acquired | 2028-09-04 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60353 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Purchase Common Stock) | $3.45 | 2027-09-15 | Common Stock (25000) | 25000 | Direct |
| Stock Option (Right to Purchase Common Stock) | $10.50 | 2026-06-06 | Common Stock (48267) | 48267 | Direct |
Footnotes
F1: One-third of the shares of the Company's common stock underlying the grant vest on each of the one-year, two-year and three-year anniversary of the vesting commencement date, September 4, 2018, provided that the Reporting Person provides continuous services to the Company as of each such vesting date.
F2: On September 15, 2017 the Reporting Person was granted a ten-year option to purchase 25,000 shares of common stock at an exercise price of $3.45 per share. The options vest as follows: 8,333 shares vest on September 13, 2018, and then 694 shares per month for the next 24 months.
F3: On July 6, 2016 the Reporting Person was granted a ten-year option to purchase 48,267 shares of common stock at an exercise price of $10.50 per share. The options vest as follows: 16,089 shares vest on July 7, 2017, and then 1,341 shares per month for the next 24 months