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Citius Pharmaceuticals, Inc. — Director's Dealing 2017
Aug 28, 2017
34965_dirs_2017-08-28_b9dfa976-7af1-4a2f-b310-5b71ad7fe5b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2017-08-24-06:00
Reporting Person: Mazur Leonard L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-24-06:00 | Common Stock | P | 11000 | $2.68 | Acquired | 3337730 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-24-06:00 | Warrant to Purchase Common Stock | $4.125 | P | 11000 | Acquired | 2022-08-08-06:00 | Common Stock (11000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $6.15 | 2019-06-12-06:00 | Common Stock (19614) | 19614 | Direct |
| Warrant to Purchase Common Stock | $9.90 | 2019-09-30-06:00 | Common Stock (3171) | 3171 | Direct |
| Warrant to Purchase Common Stock | $9.90 | 2020-01-08-07:00 | Common Stock (4984) | 4984 | Direct |
| Warrant to Purchase Common Stock | $7.50 | 2020-08-18-06:00 | Common Stock (35211) | 35211 | Direct |
| Warrant to Purchase Common Stock | $7.50 | 2020-11-02-07:00 | Common Stock (20783) | 20783 | Direct |
| Warrant to Purchase Common Stock | $7.50 | 2020-11-20-07:00 | Common Stock (20664) | 20664 | Direct |
| Warrant to Purchase Common Stock | $7.50 | 2021-01-08-07:00 | Common Stock (13679) | 13679 | Direct |
| Warrant to Purchase Common Stock | $7.50 | 2021-03-14-07:00 | Common Stock (4210) | 4210 | Direct |
| Warrant to Purchase Common Stock | $6.15 | 2021-03-15-06:00 | Common Stock (18106) | 18106 | Direct |
| Warrant to Purchase Common Stock | $4.125 | 2022-08-08-06:00 | Common Stock (421400) | 421400 | Direct |
| Options to Purchase Common Stock | $6.75 | 2024-09-12-06:00 | Common Stock (220000) | 220000 | Direct |
Footnotes
F1: On August 24, 2017, the Report Person purchased a five-year warrant to purchase 11,000 shares of the Company's common stock at an exercise price of $4.125 per share. The warrant is fully vested and exercisable six months from August 8, 2017.
F2: The warrant is fully vested and exercisable immediately.
F3: On August 8, 2017, the Reporting Person purchased a five-year warrant to purchase 421,400 shares of the Company's common stock at an exercise price of $4.125 per share. The warrant is fully vested and exercisable six months from August 8, 2017.
F4: The option vests as to 40% of the shares of the Company's common stock on September 12, 2014 and 15% of the shares on each of September 12, 2015, March 12 and September 12, 2016 and September 12, 2017. The option was issued pursuant to the Company's 2014 Stock Incentive Plan.