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Citius Pharmaceuticals, Inc. Director's Dealing 2016

Apr 8, 2016

34965_dirs_2016-04-08_5ff5b654-ea96-4ea6-90a0-5fb9020dd779.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Citius Pharmaceuticals, Inc. (CTXR)
CIK: 0001506251
Period of Report: 2016-03-30-06:00

Reporting Person: HOLUBIAK MYRON Z (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-30-06:00 Common Stock J 7754497 Acquired 7754497 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-30-06:00 Warrant to Purchase Common Stock $0 J 0 Acquired Common Stock (0) Direct

Footnotes

F1: Represents shares of the Issuer issued pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") dated as of March 30, 2016 by and among the Issuer, Citius LMB Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of the Issuer and Leonard-Meron Biosciences, Inc., a Delaware corporation ("LMB"). Pursuant to the terms of the Merger Agreement, each share of common stock of LMB and each convertible note of LMB was converted into shares of the Issuer's common stock.

F2: On June 12, 2014, the Reporting Person was granted a five-year warrant to purchase 162,500 shares of LMB Series A Preferred Stock at an exercise price of $0.75 per share. Pursuant to the Merger Agreement, the warrant was converted into a warrant to purchase 294,217 shares of the Issuer's common stock at a per share exercise price of $0.41. The warrant is fully vested and exercisable immediately.

F3: Includes an option to purchase 400,000 shares of the Issuer's common stock at an exercise price of $0.54 per share granted to the Reporting Person on October 1, 2015 pursuant to the Issuer's 2014 Stock Incentive Plan. The option was previously reported on a Form 3 filed with the Commission on behalf of the Reporting Person on October 27, 2015.