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CITIGROUP INC — Director's Dealing 2011
May 18, 2011
14792_dirs_2011-05-18_d706c097-fe32-4919-903c-02141c5c8598.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CITIGROUP INC (C)
CIK: 0000831001
Period of Report: 2011-05-17
Reporting Person: PANDIT VIKRAM S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-17 | Common Stock | A | 240732 | — | Acquired | 294850 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-17 | Employee Stock Options (Right to Buy) | $41.54 | A | 300000 | Acquired | 2021-05-17 | Common Stock (300000) | Direct |
| 2011-05-17 | Employee Stock Options (Right to Buy) | $52.50 | A | 100000 | Acquired | 2021-05-17 | Common Stock (100000) | Direct |
| 2011-05-17 | Employee Stock Options (Right to Buy) | $60.00 | A | 100000 | Acquired | 2021-05-17 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 165900 | Indirect |
Footnotes
F1: The award vests in three equal annual installments beginning on December 31, 2013, subject to certain vesting criteria.
F2: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.
F3: The stock options vest in three equal annual installments beginning on the first anniversary of the grant date.
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