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CITIGROUP INC — Director's Dealing 2011
Jul 6, 2011
14792_dirs_2011-07-06_f9c719c0-c7d2-4d73-8c4f-38230d274c13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CITIGROUP INC (C)
CIK: 0000831001
Period of Report: 2011-07-01
Reporting Person: THOMPSON WILLIAM S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-01 | Common Stock | A | 486 | $38.561 | Acquired | 19424 | Indirect |
| 2011-07-01 | Common Stock | A | 1.8 | $38.561 | Acquired | 7256.1 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Tangible Dividend Enhanced Common Stock (T-DECS) | $ | 2012-12-15 | Common Stock () | 4900 | Indirect |
Footnotes
F1: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
F2: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F3: Reflects shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.
F4: Each T-DECS unit is convertible into the Issuer's common stock at a minimum price of $31.50 per share and a maximum price of $39.37 per share.
F5: Each T-DECS unit may be converted into shares of the Issuer's common stock at any time prior to December 15, 2012.
F6: Based on the Reporting Person's ownership of 4,900 T-DECS units, the Reporting Person has the right to acquire a minimum of 12,436 shares, and a maximum of 15,555 shares, of the Issuer's common stock.
F7: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.
F8: Reflects shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.
F9: Reflects 3,728 shares of deferred common stock which vested on 7/1/2011 and were transferred to the Reporting Person's Trust in accordance with his election.