CITIC Securities Company Limited — Board/Management Information 2014

Sep 26, 2014

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(A joint stock limited company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 6030)

ANNOUNCEMENT

RESIGNATION OF AN INDEPENDENT NON-EXECUTIVE DIRECTOR

The board of directors (the “ Board ”) of CITIC Securities Company Limited (the “ Company ”) hereby announces that, as at the date of this announcement, the Board received the written resignation from Mr. Wei Benhua, an independent non-executive director of the Company. Mr. Wei submitted the resignation to the Board due to his personal reason; and will cease to serve as an independent non-executive director of the Company, the chairman of the Nomination Committee and the Remuneration and Appraisal Committee, and a member of the Audit Committee and the Related Party Transactions Control Committee of the Board.

Pursuant to relevant requirements under the Articles of Association of the Company, the resignation of Mr. Wei shall take effect upon receipt of his resignation by the Board. Upon the resignation of Mr. Wei, the number of directors of the Board will not fall below the statutory limit and the existing independent non-executive directors of the Board are still in compliance with the requirements of Rule 3.10 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited. The Board will continue to function properly. Mr. Wei confirms that there is no disagreement between him and the Board, and there are no other matters related to his resignation that should be brought to the attention of the shareholders of the Company.

The Company would like to take this opportunity to express its sincere gratitude to Mr. Wei Benhua for his contribution to the development of the Company during his term of office. The Nomination Committee and the Remuneration and Appraisal Committee of the Board will elect their respective chairman as and when appropriate.

By order of the Board CITIC Securities Company Limited WANG Dongming Chairman

Beijing, the PRC 26 September 2014

As at the date of this announcement, the executive directors of the Company are Mr. WANG Dongming, Mr. CHENG Boming, Mr. YIN Ke and Mr. LIU Lefei; the non-executive directors are Mr. JU Weimin and Mr. FANG Jun; and the independent nonexecutive directors are Mr. WU Xiaoqiu, Mr. LEE Kong Wai, Conway and Mr. RAO Geping.