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CITIC Limited — Major Shareholding Notification 2020
Jan 21, 2020
49082_rns_2020-01-21_1c79a38b-2ae3-44b4-a35d-cbb10c826f55.pdf
Major Shareholding Notification
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
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OVERSEAS REGULATORY ANNOUNCEMENT
(This overseas regulatory announcement is issued pursuant to Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited)
The following document is released by CITIC Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited on 21 January 2020:-
Notification form for Substantial Shareholder(s)/Unitholder(s) in respect of interests in securities
Hong Kong, 21 January 2020
As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong and Ms Li Qingping; the non-executive directors of CITIC Limited are Mr Song Kangle, Ms Yan Shuqin, Mr Liu Zhuyu, Mr Peng Yanxiang, Mr Liu Zhongyuan and Mr Yang Xiaoping; and the independent non-executive directors of CITIC Limited are Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh, Mr Shohei Harada and Mr Gregory Lynn Curl.
SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012
FORM
NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/UNITHOLDER(S) IN RESPECT OF INTERESTS IN
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3
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(Electronic Format)
Explanatory Notes
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Please read the explanatory notes carefully before completing the notification form.
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This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
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This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).
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This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
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Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.
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A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
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All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.
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Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.
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Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
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In this form, the term "Listed Issuer" refers to -
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(a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;
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(b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;
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(c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;
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(d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or
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(e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
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For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").
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Part I - General
- Name of Listed Issuer:
CITIC Envirotech Ltd.
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Type of Listed Issuer:
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Company/Corporation
Registered/Recognised Business Trust
Real Estate Investment Trust
- Is more than one Substantial Shareholder/Unitholder giving notice in this form?
No (Please proceed to complete Part II) Yes (Please proceed to complete Parts III & IV)
- Date of notification to Listed Issuer:
20-Jan-2020
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 3 of 18
Part III - Substantial Shareholder(s)/Unitholder(s) Details
[To be used for multiple Substantial Shareholders/Unitholders to give notice]
Substantial Shareholder/Unitholder
A
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- Name of Substantial Shareholder/Unitholder:
CENVIT (Cayman) Company Limited
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Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
- Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
-
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
-
Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
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Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
1,370,889,284 | 0 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
56.36 | 0 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
1,770,198,114 | 0 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
72.78 | 0 | 72.78 |
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 4 of 18
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
CITIC Group Corporation is the parent company of CITIC Limited, which is the parent company of CITIC Corporation Limited, which is the parent company of CITIC Environment Investment Group Co., Ltd., which is the parent company of CITIC Environment (International) Company Limited, which controls CKM (Cayman) Company Limited ("CKM"). CKM has one wholly-owned subsidiary, CENVIT (Cayman) company Limited ("CENVIT"), which in turn holds 1,370,889,284 shares in CITIC Envirotech Ltd. ("Company").
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to paragraph 8 above.
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10. Attachments ( if any ):
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(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
12. Remarks ( if any ):
CKM has received valid acceptances in respect of an aggregate of 399,308,830 shares, representing approximately 16.42% of the issued shares of the Company in the pre-conditional exit offer ("Exit Offer") in connection with the voluntary delisting of the Company from the Official List of the Singapore Exchange Securities Trading Limited, made by CLSA Singapore Pte. Ltd. for and on behalf of CKM to acquire all the shares in the capital of the Company other than those already owned, controlled or agreed to be acquired by CKM and the parties acting in concert with it, at S$0.55 for each share, during the period of the Exit Offer from 3 January 2020 to 17 January 2020. Please refer to the joint announced dated 17 January 2020 made by CKM and the Company in relation to the close of the Exit Offer for further details.
The shareholding percentages in this Form 3 are computed based on 2,432,361,356 shares of the Company in issue.
Substantial Shareholder/Unitholder
B
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1. Name of Substantial Shareholder/Unitholder:
CKM (Cayman) Company Limited
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 5 of 18
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Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
- Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
- Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 6 of 18
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
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10. Attachments ( if any ):
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(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
-
Remarks ( if any ):
Please refer to the disclosure in Paragraph 12 for CENVIT.
Substantial Shareholder/Unitholder
C
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- Name of Substantial Shareholder/Unitholder:
CITIC Environment (International) Company Limited
-
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
3. Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 7 of 18
- Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 8 of 18
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10. Attachments ( if any ):
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(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
-
Remarks ( if any ):
Please refer to the disclosure in Paragraph 12 for CENVIT.
Substantial Shareholder/Unitholder
D
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- Name of Substantial Shareholder/Unitholder:
CITIC Environment Investment Group Co., Ltd.
-
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
-
Notification in respect of:
-
Becoming a Substantial Shareholder/Unitholder
-
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
-
-
Date of acquisition of or change in interest:
-
17-Jan-2020
-
Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
-
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 9 of 18
- Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
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10. Attachments ( if any ):
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(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
Please refer to the disclosure in Paragraph 12 for CENVIT. 12. Remarks ( if any ):
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 10 of 18
Substantial Shareholder/Unitholder
E
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- Name of Substantial Shareholder/Unitholder:
CITIC Corporation Limited
-
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
- Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
-
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
-
Ceasing to be a Substantial Shareholder/Unitholder
-
Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 11 of 18
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
|---|---|---|---|
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
-
Circumstances giving rise to deemed interests ( if the interest is such ):
-
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
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10. Attachments ( if any ):
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(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
12. Remarks ( if any ):
Please refer to the disclosure in Paragraph 12 for CENVIT.
Substantial Shareholder/Unitholder
F
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1. Name of Substantial Shareholder/Unitholder:
CITIC Limited
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 12 of 18
-
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
- Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
- Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 13 of 18
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
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10. Attachments ( if any ):
==> picture [23 x 23] intentionally omitted <==
(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
-
Remarks ( if any ):
Please refer to the disclosure in Paragraph 12 for CENVIT.
Substantial Shareholder/Unitholder
G
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- Name of Substantial Shareholder/Unitholder:
CITIC Group Corporation
-
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
-
Yes
No
3. Notification in respect of:
Becoming a Substantial Shareholder/Unitholder
Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 14 of 18
- Date of acquisition of or change in interest:
17-Jan-2020
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):
17-Jan-2020
-
Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):
-
Quantum of total voting shares/units ( including voting shares/units underlying rights/options/warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/Unitholder before and after the transaction:
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/convertible debentures: |
0 | 1,370,889,284 | 1,370,889,284 |
| As a percentage of total no. of voting shares/units: |
0 | 56.36 | 56.36 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 1,770,198,114 | 1,770,198,114 |
| As a percentage of total no. of voting shares/units: |
0 | 72.78 | 72.78 |
- Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
Please refer to the disclosure in Paragraph 8 for CENVIT.
- Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/Unitholders]
Please refer to the disclosure in Paragraph 8 for CENVIT.
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 15 of 18
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10. Attachments ( if any ):
==> picture [23 x 24] intentionally omitted <==
(The total file size for all attachment(s) should not exceed 1MB.)
-
If this is a replacement of an earlier notification, please provide:
-
(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):
-
(b) Date of the Initial Announcement:
-
(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
12. Remarks ( if any ):
Please refer to the disclosure in Paragraph 12 for CENVIT.
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 16 of 18
Part IV - Transaction details
- Type of securities which are the subject of the transaction (more than one option may be chosen):
Voting shares/units
Rights/Options/Warrants over voting shares/units
Convertible debentures over voting shares/units ( conversion price known )
Others ( please specify ):
-
Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:
-
399,308,830
-
Amount of consideration paid or received by Substantial Shareholders/Unitholders ( excluding brokerage and stamp duties ):
S$219,619,856.50
- Circumstance giving rise to the interest or change in interest:
Acquisition of:
Securities via market transaction
Securities via off-market transaction ( e.g. married deals )
Securities via physical settlement of derivatives or other securities
Securities pursuant to rights issue
Securities via a placement
Securities following conversion/exercise of rights, options, warrants or other convertibles
Disposal of:
Securities via market transaction
Securities via off-market transaction ( e.g. married deals )
Other circumstances:
Acceptance of take-over offer for the Listed Issuer
Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate in ( please specify ):
Others ( please specify ):
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
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Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.
-
Particulars of Individual submitting this notification form to the Listed Issuer:
-
(a) Name of Individual:
Tricia Teo
- (b) Designation ( if applicable ):
Associate
- (c) Name of entity ( if applicable ):
Rajah & Tann Singapore LLP
Transaction Reference Number (auto-generated):
7 6 5 7 3 4 3 4 8 6 3 1 9 6 3
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]
Page 18 of 18