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CITIC Limited Major Shareholding Notification 2016

Nov 17, 2016

49082_rns_2016-11-17_8117a322-e4ad-4814-8e84-365406126269.pdf

Major Shareholding Notification

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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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OVERSEAS REGULATORY ANNOUNCEMENTS

Please refer to the attached documents dated 17 November 2016 released by CITIC Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited in relation to the following:-

  1. Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s) : CRF Envirotech Co., Ltd.;

  2. Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s) : KKR China Water Investment Limited;

  3. Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s) : CITIC Environment (International) Company Limited;

  4. Change - Announcement of Appointment : Appointment of Mr Bi Jingshuang; and

  5. Change - Announcement of Cessation : Resignation of Mr David Haifeng Liu as a Non-Executive Director.

Hong Kong, 17 November 2016

As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Ms Li Qingping and Mr Pu Jian; the non-executive directors of CITIC Limited are Mr Yang Jinming, Mr Liu Yeqiao, Mr Song Kangle, Ms Yan Shuqin, Mr Liu Zhongyuan, Mr Yang Xiaoping and Mr Li Rucheng; and the independent non-executive directors of CITIC Limited are Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh, Ms Lee Boo Jin, Mr Noriharu Fujita and Mr Paul Chow Man Yiu.

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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM 3 (Electronic Format)

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

Explanatory Notes

  1. Please read the explanatory notes carefully before completing the notification form.

  2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").

  3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).

  4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

  5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.

  6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

  7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

  8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.

  9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

  10. In this form, the term "Listed Issuer" refers to -

  11. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

  12. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

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  • (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

  • (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

  • (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

  • For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

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Part I - General

1. Name of Listed Issuer:

CITIC Envirotech Ltd.

2. Type of Listed Issuer:

  • ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

3. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

✔ No (Please proceed to complete Part II)

Yes (Please proceed to complete Parts III & IV)

  1. Date of notification to Listed Issuer:

16-Nov-2016

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 3 of 7

Part II - Substantial Shareholder/Unitholder and Transaction(s) Details

  • [To be used for single Substantial Shareholder/Unitholder to give notice]

  • Name of Substantial Shareholder/Unitholder:

CRF Envirotech Co., Ltd.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

    • Yes

  2. ✔ No

Transaction A

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  1. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

  • 16-Nov-2016

  • Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 2 above, please specify the date ):

  • 16-Nov-2016

  • Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Type of securities which are the subject of the transaction (more than one option may be chosen) :

  2. ✔ Voting shares/units

Rights/Options/Warrants over voting shares/units

  • Convertible debentures over voting shares/units ( conversion price known )

  • Others ( please specify ):

  • Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholder/Unitholder:

269,024,005 ordinary shares

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 4 of 7

  1. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties):

The aggregate consideration paid is SGD390,084,807.25.

8. Circumstance giving rise to the interest or change in interest:

Acquisition of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

Securities via physical settlement of derivatives or other securities

Securities pursuant to rights issue

Securities via a placement

Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

Other circumstances:

Acceptance of take-over offer for the Listed Issuer

Corporate action by the Listed Issuer which Substantial Shareholder/Unitholder did not participate in ( please specify ):

✔ Others ( please specify ):

Following completion of the share purchase agreement ("SPA") between China Reform Puissance Overseas GP L.P. (“Purchaser”) and KKR China Water Investment Limited dated 2 October 2016 for the acquisition of 269,024,005 ordinary shares of CITIC Envirotech Ltd. ("Sale Shares"), CRF Envirotech Co., Ltd.'s deemed interest in the Sale Shares is now a direct interest (held through a nominee).

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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  1. Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 269,024,005 269,024,005
As a percentage of total no. of voting
shares/units:		 0 23.85 23.85
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 269,024,005 0 269,024,005
As a percentage of total no. of voting
shares/units:		 23.85 0 23.85
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 11 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Following completion of the share purchase agreement ("SPA") between China Reform Puissance Overseas GP L.P. (“Purchaser”) and KKR China Water Investment Limited dated 2 October 2016 for the acquisition of 269,024,005 ordinary shares of CITIC Envirotech Ltd. ("Sale Shares"), CRF Envirotech Co., Ltd.'s deemed interest in the Sale Shares is now a direct interest (held through a nominee).

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11. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

13. Remarks ( if any ):

The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as announced on 26 October 2016.

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Transaction Reference Number (auto-generated):

0 9 9 5 1 6 6 4 2 7 5 2 5 1 7

Additional transaction (Transaction "B", "C", etc) by the same Substantial Shareholder/ Unitholder where the information in Part I is the same for the additional transaction

Add New Part II Transaction

Item 14 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholder/Unitholder.

  1. Particulars of Individual submitting this notification form to the Listed Issuer:

  2. (a) Name of Individual:

Joanna Tang

  • (b) Designation ( if applicable ):

Office Manager

  • (c) Name of entity ( if applicable ):

China Reform Puissance Overseas GP L.P.

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 7 of 7

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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM

3

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

Explanatory Notes

  1. Please read the explanatory notes carefully before completing the notification form.

  2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").

  3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).

  4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

  5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.

  6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

  7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

  8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.

  9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

  10. In this form, the term "Listed Issuer" refers to -

  11. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

  12. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

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  • (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

  • (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

  • (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

  • For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

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Part I - General

  1. Name of Listed Issuer:

CITIC Envirotech Ltd.

2. Type of Listed Issuer:

  • ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

  1. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

  2. No (Please proceed to complete Part II)

  3. ✔ Yes (Please proceed to complete Parts III & IV)

  4. Date of notification to Listed Issuer:

16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 3 of 56

Part III - Substantial Shareholder(s)/Unitholder(s) Details

[To be used for multiple Substantial Shareholders/Unitholders to give notice]

Substantial Shareholder/Unitholder A

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  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Investment Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 269,024,005 0 269,024,005
As a percentage of total no. of voting shares/
units:		 23.85 0 23.85
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 4 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10.

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  1. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

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Substantial Shareholder/Unitholder B

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  1. Name of Substantial Shareholder/Unitholder: CKM (Cayman) Company Limited

  2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  3. ✔ No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 5 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

15-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 15-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 6 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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  1. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

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Substantial Shareholder/Unitholder C

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  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Investment Holdings Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of:

  4. Becoming a Substantial Shareholder/Unitholder

  5. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  6. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  7. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 7 of 56

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 8 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder C's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder C's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder D

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  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Holdings II Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. Yes

  3. ✔ No

  4. Notification in respect of:

  5. Becoming a Substantial Shareholder/Unitholder

  6. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  7. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  8. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  2. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 9 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder D's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder D's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 10 of 56

Substantial Shareholder/Unitholder E

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  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Holdings IA Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of:

  4. Becoming a Substantial Shareholder/Unitholder

  5. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  6. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  7. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 11 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

  2. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  3. If this is a replacement of an earlier notification, please provide:

  4. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  5. (b) Date of the Initial Announcement:

  6. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  7. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder E's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder E's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder F

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Holdings IB Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 12 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 13 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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  1. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder F's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder F's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder G

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Holdings IC Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of:

  4. Becoming a Substantial Shareholder/Unitholder

  5. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  6. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  7. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 14 of 56

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 15 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder G's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder G's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder H

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR China Water Holdings I Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. Yes

  3. ✔ No

  4. Notification in respect of:

  5. Becoming a Substantial Shareholder/Unitholder

  6. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  7. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  8. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  2. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 16 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder H's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder H's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 17 of 56

Substantial Shareholder/Unitholder I

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Asian Fund L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of:

  4. Becoming a Substantial Shareholder/Unitholder

  5. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  6. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  7. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 18 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. 10. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  2. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  1. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder I's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder I's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder J

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Associates Asia L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 19 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 20 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder J's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder J's deemed interest changed from 23.85% to zero

Substantial Shareholder/Unitholder K

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR SP Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 21 of 56

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 22 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder K's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder K's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder L

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Asia Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

  6. 16-Nov-2016

  7. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  8. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 23 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder L's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder L's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 24 of 56

Substantial Shareholder/Unitholder M

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Fund Holdings L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 25 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

  2. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  3. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  1. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder M's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder M's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder N

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  1. Name of Substantial Shareholder/Unitholder:

KKR Fund Holdings GP Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 26 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 27 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder N's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder N's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder O

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  1. Name of Substantial Shareholder/Unitholder:

KKR Group Holdings L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 28 of 56

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 29 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder O's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder O's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder P

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Group Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

  6. 16-Nov-2016

  7. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  8. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 30 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder P's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder P's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 31 of 56

Substantial Shareholder/Unitholder Q

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR & Co. L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 32 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

  2. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  3. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder Q's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder Q's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder R

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Management LLC

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 33 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 34 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder R's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder R's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder S

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Intermediate Partnership L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 35 of 56

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 36 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder S's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder S's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder T

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Intermediate Partnership GP Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

  6. 16-Nov-2016

  7. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  8. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 37 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 67] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder T's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder T's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 38 of 56

Substantial Shareholder/Unitholder U

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR & Co. L.L.C.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 39 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

  2. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  3. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  1. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder U's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder U's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder V

==> picture [17 x 16] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder: KKR Holdings L.P.

  2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 40 of 56

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

==> picture [458 x 67] intentionally omitted <==

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

==> picture [458 x 66] intentionally omitted <==

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 41 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

==> picture [16 x 16] intentionally omitted <==

10. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder V's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder V's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder W

==> picture [17 x 17] intentionally omitted <==

  1. Name of Substantial Shareholder/Unitholder:

KKR Holdings GP Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder W's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder W's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder X

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  1. Name of Substantial Shareholder/Unitholder:

Henry R. Kravis

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

  6. 16-Nov-2016

  7. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  8. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 44 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder X's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder X's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Substantial Shareholder/Unitholder Y

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  1. Name of Substantial Shareholder/Unitholder:

George R. Roberts

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. 10. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

  2. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  1. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder Y's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder Y's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder Z

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  1. Name of Substantial Shareholder/Unitholder:

KKR Subsidiary Partnership L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  • ✔ Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 48 of 56

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder Z's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder Z's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder AA

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  1. Name of Substantial Shareholder/Unitholder:

KKR PEI Investments, L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 50 of 56

  • (b) Date of the Initial Announcement:

  • (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  • Remarks ( if any ):

On 15 November 2016, Substantial Shareholder AA's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder AA's deemed interest changed from 23.85% to zero.

Substantial Shareholder/Unitholder AB

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  1. Name of Substantial Shareholder/Unitholder:

KKR PEI Associates, L.P.

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

  6. 16-Nov-2016

  7. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 16-Nov-2016

  8. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 51 of 56

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

12. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder AB's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder AB's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Substantial Shareholder/Unitholder AC

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  1. Name of Substantial Shareholder/Unitholder:

KKR PEI GP Limited

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes

No

  1. Notification in respect of:

  2. Becoming a Substantial Shareholder/Unitholder

  3. Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  4. ✔ Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

16-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 16-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 0 0
As a percentage of total no. of voting shares/
units:		 0 0 0

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 53 of 56

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

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  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. 10. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.) 11. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  1. Remarks ( if any ):

On 15 November 2016, Substantial Shareholder AC's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Substantial Shareholder AC's deemed interest changed from 23.85% to zero.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Part IV - Transaction details

  1. Type of securities which are the subject of the transaction (more than one option may be chosen):

  2. ✔ Voting shares/units

Rights/Options/Warrants over voting shares/units

Convertible debentures over voting shares/units ( conversion price known ) 

  - Others ( _please specify_ ):

  1. Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:

  2. 269,024,005 ordinary shares

  3. Amount of consideration paid or received by Substantial Shareholders/Unitholders ( excluding brokerage and stamp duties ):

S$390,084,807.25

  1. Circumstance giving rise to the interest or change in interest:

Acquisition of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

  • Securities via physical settlement of derivatives or other securities

  • Securities pursuant to rights issue

Securities via a placement

Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction

  • ✔ Securities via off-market transaction ( e.g. married deals )

Other circumstances:

Acceptance of take-over offer for the Listed Issuer

Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate in ( please specify ):

Others ( please specify ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.

  1. Particulars of Individual submitting this notification form to the Listed Issuer:

  2. (a) Name of Individual:

Mark Ananraj Vincent

  • (b) Designation ( if applicable ):

Associate

  • (c) Name of entity ( if applicable ):

Allen & Gledhill LLP

Transaction Reference Number (auto-generated): 4 8 7 5 3 5 2 4 6 3 5 2 4 7 3

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM

3

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

Explanatory Notes

  1. Please read the explanatory notes carefully before completing the notification form.

  2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").

  3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).

  4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

  5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.

  6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

  7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

  8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.

  9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

  10. In this form, the term "Listed Issuer" refers to -

  11. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

  12. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

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  • (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

  • (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

  • (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

  • For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

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Part I - General

  1. Name of Listed Issuer:

CITIC ENVIROTECH LTD.

2. Type of Listed Issuer:

  • ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

  1. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

  2. No (Please proceed to complete Part II)

  3. ✔ Yes (Please proceed to complete Parts III & IV)

  4. Date of notification to Listed Issuer:

17-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 3 of 15

Part III - Substantial Shareholder(s)/Unitholder(s) Details

[To be used for multiple Substantial Shareholders/Unitholders to give notice]

Substantial Shareholder/Unitholder A

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  1. Name of Substantial Shareholder/Unitholder:

CITIC ENVIRONMENT (INTERNATIONAL) COMPANY LIMITED

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. Yes

  3. ✔ No

  4. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

15-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 15-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

  4. N.A.

  5. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 4 of 15

  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] CITIC Environment (International) Company Limited ("CEICL") has a deemed interest in the shares in the capital of the listed issuer held indirectly by CKM (Cayman) Company Limited pursuant to section 4 of the Securities and Futures Act. 9. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] CITIC Environment Investment Group Co., Ltd. ("CEIGCL") is the parent company of CEICL. CITIC Corporation Limited ("CCL") is the parent company of CEIGCL. CITIC Limited ("CL") is the parent company of CCL. CITIC Group Corporation ("CGC") is the parent company of CL. 10. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.) 11. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ): (b) Date of the Initial Announcement: (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: 12. Remarks ( if any ): N.A.

  2. Substantial Shareholder/Unitholder B

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  1. Name of Substantial Shareholder/Unitholder: CITIC ENVIRONMENT INVESTMENT GROUP CO., LTD.

  2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

✔ No

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 5 of 15

3. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

15-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 15-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

N.A.

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

CEIGCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act.

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 6 of 15

CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

N.A.

Substantial Shareholder/Unitholder C

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  1. Name of Substantial Shareholder/Unitholder:

CITIC CORPORATION LIMITED

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

  2. ✔ No

  3. Notification in respect of: Becoming a Substantial Shareholder/Unitholder

  4. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  5. Date of acquisition of or change in interest:

15-Nov-2016

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 7 of 15

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

15-Nov-2016

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

N.A.

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

CCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act.

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

CEIGCL is the parent company of CEICL.

CCL is the parent company of CEIGCL.

CL is the parent company of CCL.

CGC is the parent company of CL.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 8 of 15

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

N.A.

Substantial Shareholder/Unitholder D

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  1. Name of Substantial Shareholder/Unitholder: CITIC LIMITED

  2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  3. Yes

  4. ✔ No

  5. Notification in respect of: Becoming a Substantial Shareholder/Unitholder

  6. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

  7. Ceasing to be a Substantial Shareholder/Unitholder

  8. Date of acquisition of or change in interest:

15-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

15-Nov-2016

  1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

N.A.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 9 of 15

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

CL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act.

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

CEIGCL is the parent company of CEICL.

CCL is the parent company of CEIGCL.

CL is the parent company of CCL.

CGC is the parent company of CL.

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  1. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 10 of 15

12. Remarks ( if any ):

N.A.

Substantial Shareholder/Unitholder E

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  1. Name of Substantial Shareholder/Unitholder:

CITIC GROUP CORPORATION

  1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

  2. Yes

  3. ✔ No

  4. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

  • ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

  • Date of acquisition of or change in interest:

15-Nov-2016

  1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

  2. 15-Nov-2016

  3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

N.A.

  1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest Total
No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures:		 0 987,770,569 987,770,569
As a percentage of total no. of voting shares/
units:		 0 87.57 87.57
Immediately after the transaction Direct Interest Deemed Interest Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 11 of 15

No. of voting shares/units held and/or
underlying the rights/options/warrants/
convertible debentures :		 0 718,746,564 718,746,564
As a percentage of total no. of voting shares/
units:		 0 63.72 63.72
  1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

CGC has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act.

  1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.

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  1. Attachments ( if any ):

==> picture [23 x 24] intentionally omitted <==

(The total file size for all attachment(s) should not exceed 1MB.)

  1. If this is a replacement of an earlier notification, please provide:

  2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

  3. (b) Date of the Initial Announcement:

  4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

  5. Remarks ( if any ):

N.A.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 12 of 15

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ] Page 13 of 15

Part IV - Transaction details

  1. Type of securities which are the subject of the transaction (more than one option may be chosen):

  2. ✔ Voting shares/units

Rights/Options/Warrants over voting shares/units

Convertible debentures over voting shares/units ( conversion price known )

Others ( please specify ):

  1. Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:

  2. N.A.

  3. Amount of consideration paid or received by Substantial Shareholders/Unitholders ( excluding brokerage and stamp duties ):

N.A.

  1. Circumstance giving rise to the interest or change in interest:

Acquisition of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

Securities via physical settlement of derivatives or other securities

Securities pursuant to rights issue

Securities via a placement

Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

Other circumstances:

Acceptance of take-over offer for the Listed Issuer

Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate in ( please specify ):

✔ Others ( please specify ):

The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 14 of 15

Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.

  1. Particulars of Individual submitting this notification form to the Listed Issuer:

  2. (a) Name of Individual:

Caitlin Huang

  • (b) Designation ( if applicable ):

Associate

  • (c) Name of entity ( if applicable ):

Rajah & Tann Singapore LLP

Transaction Reference Number (auto-generated): 8 8 7 0 3 9 2 4 6 0 1 1 3 3 3

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 15 of 15

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