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CITIC Limited — Major Shareholding Notification 2015
Apr 7, 2015
49082_rns_2015-04-07_a51cd73b-3047-49e5-9948-501abd3cae63.pdf
Major Shareholding Notification
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

OVERSEAS REGULATROY ANNOUNCEMENTS
Please refer to the attached documents dated 2 April 2015 filed by United Envirotech Ltd. (a subsidiary of CITIC Limited) with Singapore Exchange Limited in relation to the following:-
- (i) Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s) : KKR China Water Investment Holdings Limited; and
- (ii) Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s) : Goh Ching Wah
Hong Kong, 7 April 2015
As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Mr Dou Jianzhong and Mr Zhang Jijing; the non-executive directors of CITIC Limited are Mr Yu Zhensheng, Mr Yang Jinming, Ms Cao Pu, Mr Liu Zhongyuan and Mr Liu Yeqiao; and the independent non-executive directors of CITIC Limited are Mr Alexander Reid Hamilton, Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh and Ms Lee Boo Jin.
| Issuer & Securities | |
|---|---|
| Issuer/Manager | UNITED ENVIROTECH LTD. |
| Securities | UNITED ENVIROTECH LTD - SG1P29918163 - U19 |
| Stapled Security | No |
| Announcement Title | Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s) |
|---|---|
| Date & Time of Broadcast | 02-Apr-2015 18:57:57 |
| Status | New |
| Announcement Sub Title | KKR China Water Investment Holdings Limited |
| Announcement Reference | SG150402OTHRH95P |
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng |
| Designation | Chairman and Chief Executive Officer |
| Description (Please provide a detailed description of the event in the box below - Refer to the Online help for the format) |
Please see attached annoucement |
| Additional Details | |
|---|---|
| Person(s) giving notice | Substantial Shareholder(s)/Unitholder(s) (Form 3) |
| Date of receipt of notice by Listed Issuer | 02/04/2015 |
| Attachments | EKKRCW.Form.3.2.04.15.FINAL.pdf if you are unable to view the above file, please click the link below. W KKRCW.Form.3.2.04.15.FINAL.pdf Total size =611K |
SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012
NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES
FORM 3 (Electronic Format)
Explanatory Notes
-
- Please read the explanatory notes carefully before completing the notification form.
-
- This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
-
- This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).
-
- This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
-
- Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.
-
- A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
-
- All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.
-
- Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.
-
- Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
-
- In this form, the term "Listed Issuer" refers to -
- (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;
-
(b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;
-
(c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;
- (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or
- (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
-
- For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").
Part I - General
- Name of Listed Issuer:
United Envirotech Ltd.
-
- Type of Listed Issuer:
- ✔ Company/Corporation
- Registered/Recognised Business Trust
-
Real Estate Investment Trust
-
Is more than one Substantial Shareholder/Unitholder giving notice in this form?
-
No (Please proceed to complete Part II)
- ✔ Yes (Please proceed to complete Parts III & IV)
-
- Date of notification to Listed Issuer:
02-Apr-2015
| Part III - Substantial Shareholder(s)/Unitholder(s) Details | ||||
|---|---|---|---|---|
| [To be used for multiple Substantial Shareholders/Unitholders to give notice] | ||||
| A Substantial Shareholder/Unitholder |
||||
| 1. | Name of Substantial Shareholder/Unitholder: | |||
| KKR China Water Investment Holdings Limited | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes ✔ No |
|||
| 3. | Notification in respect of: | |||
| Becoming a Substantial Shareholder/Unitholder | ||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| 4. | Date of acquisition of or change in interest: | |||
| 01-Apr-2015 | ||||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest |
(if different from item 4 above, please specify the date): | ||
| 01-Apr-2015 | ||||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|||
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ | |||
| warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
||||
| Immediately before the transaction | Direct Interest 285,609,818 |
Deemed Interest 0 |
Total 285,609,818 |
|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
||||
| units: | As a percentage of total no. of voting shares/ | 29.65 | 0 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
0 0 0
0 0 0
units:
convertible debentures :
No. of voting shares/units held and/or underlying the rights/options/warrants/
As a percentage of total no. of voting shares/
The change in the shareholding and shareholding percentage level of KKRCW arises from the following:
(i) the tendering by KKRCW of all its 285,609,818 UEL Shares in acceptance of Offer, pursuant to the KKRCW Irrevocable Undertaking and the KKRCW Subscription Agreement, thus causing KKRCW to cease to have direct interests in UEL Shares. However, pursuant to the KKRCW Swap, KKRCW is expected to continue to have deemed interests in UEL Shares.
Pursuant to Regulation 5(b) of the Securities and Futures (Disclosure of Interests) Regulations 2012, KKRCW is exempted from making a disclosure pursuant to Part VII of the Securities and Futures Act, Chapter 289 of Singapore in relation to its deemed interests in the UEL Shares held indirectly by the Offeror during the period after the announcement of the Offer and before the Offer closes. KKRCW will make the necessary disclosure of its deemed interests in the UEL Shares held indirectly by the Offeror after the Offer closes.
For the purpose of this notice, the following words, expressions and abbreviations have the following meanings respectively ascribed to them:
"CB Offer" means the voluntary offer by Rothschild, for and on behalf of the Offeror to acquire all the Convertible Bonds;
"Code" means The Singapore Code on Take-overs and Mergers;
"Convertible Bonds" means the aggregate outstanding principal amount of US\$44.0 million convertible bonds due 2016 held by KKRCW, representing all the convertible bonds issued by UEL;
"KKRCW" means KKR China Water Investment Holdings Limited;
"KKRCW Irrevocable Undertaking" means the irrevocable undertaking provided by KKRCW to the Offeror on 11 November 2014 to, amongst other things, accept the Offer and the CB Offer;
"KKRCW Swap" means the acceptance by KKRCW of the Offeror's payment of part of the aggregate consideration that KKRCW would receive as a result of tendering (a) all its 285,609,818 UEL Shares in acceptance of the Offer and (b) its Convertible Bonds in acceptance of the CB Offer, in the form of new Offeror Shares;
"KKRCW Subscription Agreement" means the subscription agreement dated 11 November 2014 entered into between KKRCW and the Offeror in relation to the subscription of new Offeror Shares by KKRCW;
"Offer" means the voluntary conditional offer by Rothschild, for and on behalf of the Offeror to acquire all the UEL Shares in UEL other than those already owned, controlled or agreed to be acquired by the Offeror in accordance with Section 139 of the Securities and Futures Act, Chapter 289 of Singapore and Rule 15 of the Code;
"Offeror" means CKM (Cayman) Company Limited;
"Offeror Shares" means the issued and fully paid-up ordinary shares in the capital of the Offeror;
"Rothschild" means Rothschild (Singapore) Limited;
"UEL" means United Envirotech Ltd.; and
"UEL Shares" means the issued and fully paid-up ordinary shares in the capital of UEL.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| 10. | Attachments (if any): | |
|---|---|---|
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 | |
| which was attached in the Initial Announcement: | ||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| Substantial Shareholder/Unitholder B |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR China Water Holdings II Limited | ||
| 2. | Yes ✔ No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder ✔ Ceasing to be a Substantial Shareholder/Unitholder |
||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
285,609,818 | 285,609,818 | |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
|
| Substantial Shareholder/Unitholder C |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR China Water Holdings IA Limited | ||
| 2. | ✔ No | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes |
| 3. | Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
|
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 01-Apr-2015 |
|
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|
| Immediately before the transaction Direct Interest Deemed Interest Total |
||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 | |
| which was attached in the Initial Announcement: | ||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| 1. | Substantial Shareholder/Unitholder D |
|||
|---|---|---|---|---|
| Name of Substantial Shareholder/Unitholder: | ||||
| KKR China Water Holdings IB Limited | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes ✔ No |
|||
| 3. | ||||
| Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| 4. | Date of acquisition of or change in interest: | |||
| 01-Apr-2015 | ||||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest |
(if different from item 4 above, please specify the date): | ||
| 01-Apr-2015 | ||||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|||
| Quantum of total voting shares/units (including voting shares/units underlying rights/options/ | ||||
| warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
||||
| 7. | Immediately before the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 | |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
units:
As a percentage of total no. of voting shares/
| [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] |
||||
|---|---|---|---|---|
| The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. | ||||
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. |
||||
| 9. | Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
|||
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
||||
| 10. | Attachments (if any): | |||
| (The total file size for all attachment(s) should not exceed 1MB.) | ||||
| 11. | If this is a replacement of an earlier notification, please provide: | |||
| (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
||||
| (b) Date of the Initial Announcement: |
||||
| 12. | (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: Remarks (if any): |
|||
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||||
| E Substantial Shareholder/Unitholder |
||||
| 1. | Name of Substantial Shareholder/Unitholder: | |||
| KKR China Water Holdings IC Limited | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes |
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
01-Apr-2015
Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| the relationship between the substantial shareholders giving notice in this form. | ||
|---|---|---|
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 | |
| which was attached in the Initial Announcement: | ||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| F Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR China Water Holdings I Limited | ||
| 2. | ✔ No | securities of the Listed Issuer are held solely through fund manager(s)? Yes |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder ✔ Ceasing to be a Substantial Shareholder/Unitholder |
||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: 12. Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. Substantial Shareholder/Unitholder G 1. Name of Substantial Shareholder/Unitholder: KKR Asian Fund L.P. 2. securities of the Listed Issuer are held solely through fund manager(s)? Yes ✔ No 3. Notification in respect of: Becoming a Substantial Shareholder/Unitholder ✔ Ceasing to be a Substantial Shareholder/Unitholder 4. Date of acquisition of or change in interest: 01-Apr-2015 5. change in, interest (if different from item 4 above, please specify the date): 01-Apr-2015 6. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): 7. Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ |
(b) | Date of the Initial Announcement: |
|---|---|---|
| Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the | ||
| Unitholder before and after the transaction: | ||
| Immediately before the transaction Direct Interest Deemed Interest Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| H Substantial Shareholder/Unitholder |
||||
|---|---|---|---|---|
| 1. | Name of Substantial Shareholder/Unitholder: | |||
| KKR Associates Asia L.P. | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No |
|||
| 3. | Notification in respect of: | |||
| Becoming a Substantial Shareholder/Unitholder | ||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| 4. | Date of acquisition of or change in interest: | |||
| 01-Apr-2015 | ||||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest 01-Apr-2015 |
(if different from item 4 above, please specify the date): | ||
| Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
||||
| 6. 7. |
Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|||
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | |
| units: | As a percentage of total no. of voting shares/ | 0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
0 0 0
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ] Page 17 of 54
units:
As a percentage of total no. of voting shares/
| 9. | The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
|---|---|
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
|
| 10. | Attachments (if any): |
| (The total file size for all attachment(s) should not exceed 1MB.) | |
| 11. | If this is a replacement of an earlier notification, please provide: |
| (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) Date of the Initial Announcement: |
|
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | |
| I Substantial Shareholder/Unitholder |
|
| 1. | Name of Substantial Shareholder/Unitholder: |
| KKR SP Limited | |
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No |
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
- 01-Apr-2015
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ units: |
0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out | the relationship between the substantial shareholders giving notice in this form. | |
|---|---|---|
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| Remarks (if any): | ||
| 12. | For the purposes of this notice, the total number of UEL Shares is 963,361,368. | |
| J Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR Asia Limited | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| 12. | (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| K Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR Fund Holdings L.P. | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
|
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
|
| 01-Apr-2015 | ||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|
| Immediately before the transaction Direct Interest Deemed Interest Total |
||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| L Substantial Shareholder/Unitholder |
||||
|---|---|---|---|---|
| 1. | Name of Substantial Shareholder/Unitholder: | |||
| KKR Fund Holdings GP Limited | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No |
|||
| 3. | Notification in respect of: | |||
| Becoming a Substantial Shareholder/Unitholder | ||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| 4. | Date of acquisition of or change in interest: | |||
| 01-Apr-2015 | ||||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the | |||
| change in, interest | (if different from item 4 above, please specify the date): | |||
| 01-Apr-2015 | ||||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|||
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|||
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 | |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ] Page 24 of 54
units:
As a percentage of total no. of voting shares/
| 8. | Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] |
|
|---|---|---|
| The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. | ||
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. |
||
| 9. | Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
|
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
||
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) SGXNet announcement reference of the first notification which was announced |
||
| on SGXNet (the "Initial Announcement"): | ||
| (b) Date of the Initial Announcement: |
||
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| M Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR Group Holdings L.P. | ||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes |
|
| No | ||
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
- 01-Apr-2015
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
||
|---|---|---|
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
|
| Substantial Shareholder/Unitholder N |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR Group Limited | ||
| 2. | ✔ Yes No |
securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the Notification in respect of: |
|
| Becoming a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Date of acquisition of or change in interest: |
|
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| . | . . |
|||||||
|---|---|---|---|---|---|---|---|---|
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| 12. | (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| O Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR & Co. L.P. | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
|
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
|
| 01-Apr-2015 | ||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|
| Immediately before the transaction Direct Interest Deemed Interest Total |
||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| Substantial Shareholder/Unitholder P |
||||
|---|---|---|---|---|
| 1. | Name of Substantial Shareholder/Unitholder: | |||
| KKR Management LLC | ||||
| Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No |
||||
| Notification in respect of: | ||||
| Becoming a Substantial Shareholder/Unitholder | ||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| Date of acquisition of or change in interest: | ||||
| 01-Apr-2015 | ||||
| Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest |
(if different from item 4 above, please specify the date): | |||
| 01-Apr-2015 | ||||
| Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
||||
| Quantum of total voting shares/units (including voting shares/units underlying rights/options/ | ||||
| warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
||||
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | |
| units: | As a percentage of total no. of voting shares/ | 0 | 29.65 | 29.65 |
Immediately after the transaction Direct Interest Deemed Interest Total
0 0 0
0 0 0
convertible debentures :
units:
No. of voting shares/units held and/or underlying the rights/options/warrants/
As a percentage of total no. of voting shares/
| 8. | Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] |
|---|---|
| The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. | |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. |
|
| 9. | Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
|
| 10. | Attachments (if any): |
| (The total file size for all attachment(s) should not exceed 1MB.) | |
| 11. | If this is a replacement of an earlier notification, please provide: |
| (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) Date of the Initial Announcement: |
|
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | |
| Q Substantial Shareholder/Unitholder |
|
| 1. | Name of Substantial Shareholder/Unitholder: |
| KKR Intermediate Partnership L.P. | |
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes |
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
01-Apr-2015
Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ units: |
0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| the relationship between the substantial shareholders giving notice in this form. | ||
|---|---|---|
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| R Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR Intermediate Partnership GP Limited | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| 12. | (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| S Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR & Co. L.L.C. | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
|
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
|
| 01-Apr-2015 | ||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|
| Immediately before the transaction Direct Interest Deemed Interest Total |
||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| 1. | Name of Substantial Shareholder/Unitholder: |
|---|---|
| KKR Holdings L.P. | |
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes |
| No | |
| 3. | Notification in respect of: |
| Becoming a Substantial Shareholder/Unitholder | |
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | |
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | |
| 4. | Date of acquisition of or change in interest: |
| 01-Apr-2015 | |
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
| 01-Apr-2015 | |
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| 8. | Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] |
|---|---|
| The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. | |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. |
|
| 9. | Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
|
| 10. | Attachments (if any): |
| (The total file size for all attachment(s) should not exceed 1MB.) | |
| 11. | If this is a replacement of an earlier notification, please provide: |
| (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) Date of the Initial Announcement: |
|
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | |
| U Substantial Shareholder/Unitholder |
|
| 1. | Name of Substantial Shareholder/Unitholder: |
| KKR Holdings GP Limited | |
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes |
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
01-Apr-2015
Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| the relationship between the substantial shareholders giving notice in this form. | ||
|---|---|---|
| 10. | Attachments (if any): | |
| (The total file size for all attachment(s) should not exceed 1MB.) | ||
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| V Substantial Shareholder/Unitholder |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| Henry R. Kravis | ||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | ||
|---|---|---|---|
| 12. | (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
|
| W Substantial Shareholder/Unitholder |
|||
| 1. | Name of Substantial Shareholder/Unitholder: | ||
| George R. Roberts | |||
| 2. | ✔ Yes No |
Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
|
| 3. | Notification in respect of: Becoming a Substantial Shareholder/Unitholder |
||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | |||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | |||
| 4. | Date of acquisition of or change in interest: | ||
| 01-Apr-2015 | |||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): |
||
| 01-Apr-2015 | |||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
||
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
||
| Immediately before the transaction Direct Interest Deemed Interest Total |
|||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 | |
| which was attached in the Initial Announcement: | ||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
| 1. | ||||
|---|---|---|---|---|
| Name of Substantial Shareholder/Unitholder: | ||||
| KKR Subsidiary Partnership L.P. | ||||
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes No |
|||
| 3. | Notification in respect of: | |||
| Becoming a Substantial Shareholder/Unitholder | ||||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||||
| 4. | Date of acquisition of or change in interest: | |||
| 01-Apr-2015 | ||||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest |
(if different from item 4 above, please specify the date): | ||
| 01-Apr-2015 | ||||
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|||
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|||
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 | |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
units:
| 8. | Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] |
|---|---|
| The substantial shareholder is deemed interested in the UEL Shares held by KKRCW. | |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises. |
|
| 9. | Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] |
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
|
| 10. | Attachments (if any): |
| (The total file size for all attachment(s) should not exceed 1MB.) | |
| 11. | If this is a replacement of an earlier notification, please provide: |
| (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) Date of the Initial Announcement: |
|
| (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | |
| Y Substantial Shareholder/Unitholder |
|
| 1. | Name of Substantial Shareholder/Unitholder: |
| KKR PEI Investments, L.P. | |
| 2. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? ✔ Yes |
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- ✔ Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
- 01-Apr-2015
- Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 5.
01-Apr-2015
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
| Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form. |
||
|---|---|---|
| 10. | Attachments (if any): (The total file size for all attachment(s) should not exceed 1MB.) |
|
| 11. | If this is a replacement of an earlier notification, please provide: | |
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|
| (b) | Date of the Initial Announcement: | |
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
|
| Substantial Shareholder/Unitholder Z |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| KKR PEI Associates, L.P. | ||
| 2. | ✔ Yes No |
securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Date of acquisition of or change in interest: |
|
| 01-Apr-2015 |
-
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
- Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 7.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | ||
|---|---|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 | ||
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 | ||
| Immediately after the transaction | Direct Interest | Deemed Interest | Total | ||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
10. Attachments (if any):

-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement: |
|
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. | ||
| Substantial Shareholder/Unitholder AA |
||
| 1. | Name of Substantial Shareholder/Unitholder: | |
| 2. | ✔ Yes No |
KKR PEI GP Limited Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? |
| 3. | Notification in respect of: | |
| Becoming a Substantial Shareholder/Unitholder | ||
| Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder | ||
| ✔ Ceasing to be a Substantial Shareholder/Unitholder | ||
| 4. | Date of acquisition of or change in interest: | |
| 01-Apr-2015 | ||
| 5. | Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 4 above, please specify the date): 01-Apr-2015 |
|
| 6. | Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): |
|
| 7. | Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: |
|
| Immediately before the transaction Direct Interest Deemed Interest Total |
||
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
0 | 285,609,818 | 285,609,818 |
|---|---|---|---|
| As a percentage of total no. of voting shares/ units: |
0 | 29.65 | 29.65 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures : |
0 | 0 | 0 |
| As a percentage of total no. of voting shares/ | 0 | 0 | 0 |
Circumstances giving rise to deemed interests (if the interest is such): 8.
[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
The substantial shareholder is deemed interested in the UEL Shares held by KKRCW.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above for the manner in which the deemed interest arises.
Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] 9.
Please refer to the attached chart in item 10 of "Substantial Shareholder / Unitholder A" above, which sets out the relationship between the substantial shareholders giving notice in this form.
-
Attachments (if any):
-
- If this is a replacement of an earlier notification, please provide:
- SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): (a)
| (b) | Date of the Initial Announcement: | |
|---|---|---|
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 3 | |
| which was attached in the Initial Announcement: | ||
| 12. | Remarks (if any): | |
| For the purposes of this notice, the total number of UEL Shares is 963,361,368. |
Part IV - Transaction details
| 1. | Type of securities which are the subject of the transaction (more than one option may be chosen): |
|---|---|
| ✔ Voting shares/units | |
| Rights/Options/Warrants over voting shares/units | |
| Convertible debentures over voting shares/units (conversion price known) | |
| Others (please specify): | |
| 2. | Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders: |
| 285,609,818 UEL Shares | |
| 3. | Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): |
| S\$221,944,803.30 and 151,097,815 Offeror Shares | |
| 4. | Circumstance giving rise to the interest or change in interest: |
| Acquisition of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Securities via physical settlement of derivatives or other securities | |
| Securities pursuant to rights issue | |
| Securities via a placement | |
| Securities following conversion/exercise of rights, options, warrants or other convertibles | |
| Disposal of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Other circumstances: | |
| ✔ Acceptance of take-over offer for the Listed Issuer | |
| Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate in (please specify): |
|
| Others (please specify): | |
Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.
- Particulars of Individual submitting this notification form to the Listed Issuer:
(a) Name of Individual:
Chan Kar Fai, Ivan
(b) Designation (if applicable):
Associate
(c) Name of entity (if applicable):
Allen & Gledhill LLP
Transaction Reference Number (auto-generated):
| 8 6 6 4 3 7 2 4 0 8 4 8 7 7 |
3 | |
|---|---|---|
| -------------------------------------------------------------------- | --- | -- |
| Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)::Goh Ching Wah | ||||||||
|---|---|---|---|---|---|---|---|---|
| Issuer & Securities | ||||||||
| Issuer/ Manager | UNITED ENVIROTECH LTD. | |||||||
| Securities | UNITED ENVIROTECH LTD - SG1P29918163 - U19 | |||||||
| Stapled Security | No | |||||||
| Announcement Details | ||||||||
| Announcement Title | Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s) |
|||||||
| Date & Time of Broadcast | 02-Apr-2015 19:00:21 | |||||||
| Status | New | |||||||
| Announcement Sub Title | Goh Ching Wah | |||||||
| Announcement Reference | SG150402OTHRM4FV | |||||||
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng | |||||||
| Designation | Chairman and Chief Executive Officer | |||||||
| Description (Please provide a detailed description of the event in the box below - Refer to the Online help for the format) |
Please see attached Form 3 |
| Person(s) giving notice | Substantial Shareholder(s)/Unitholder(s) (Form 3) | |||
|---|---|---|---|---|
| Date of receipt of notice by Listed Issuer | 02/04/2015 | |||
| Attachments | U FORM3-GohChingWah.pdf if you are unable to view the above file, please click the link below. U_FORM3-GohChingWah.pdf Total size =138K |
SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012
NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES
FORM 3 (Electronic Format)
Explanatory Notes
-
- Please read the explanatory notes carefully before completing the notification form.
-
- This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
-
- This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).
-
- This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
-
- Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.
-
- A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
-
- All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.
-
- Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.
-
- Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
-
- In this form, the term "Listed Issuer" refers to -
- (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;
-
(b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;
-
(c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;
- (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or
- (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
-
- For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").
Part I - General
- Name of Listed Issuer:
United Envirotech Ltd
-
- Type of Listed Issuer:
- ✔ Company/Corporation
- Registered/Recognised Business Trust
-
Real Estate Investment Trust
-
Is more than one Substantial Shareholder/Unitholder giving notice in this form?
-
✔ No (Please proceed to complete Part II)
- Yes (Please proceed to complete Parts III & IV)
-
- Date of notification to Listed Issuer:
02-Apr-2015
Part II - Substantial Shareholder/Unitholder and Transaction(s) Details
[To be used for single Substantial Shareholder/Unitholder to give notice]
- Name of Substantial Shareholder/Unitholder:
Goh Ching Wah
- Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?
| Yes |
|---|
✔ No
Transaction A
-
- Notification in respect of:
- Becoming a Substantial Shareholder/Unitholder
- ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
- Ceasing to be a Substantial Shareholder/Unitholder
-
- Date of acquisition of or change in interest:
01-Apr-2015
Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 2 above, please specify the date): 3.
01-Apr-2015
- Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): 4.
- Type of securities which are the subject of the transaction (more than one option may be chosen): 5.
✔ Voting shares/units
- Rights/Options/Warrants over voting shares/units
- Convertible debentures over voting shares/units (conversion price known)
- Others (please specify):
Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholder/Unitholder: 6.
Disposal of 24,245,000 shares
- Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties):
S\$1.65 per ordinary share
- Circumstance giving rise to the interest or change in interest:
Acquisition of:
- Securities via market transaction
- Securities via off-market transaction (e.g. married deals)
- Securities via physical settlement of derivatives or other securities
- Securities pursuant to rights issue
- Securities via a placement
- Securities following conversion/exercise of rights, options, warrants or other convertibles
Disposal of:
- Securities via market transaction
- Securities via off-market transaction (e.g. married deals)
- Other circumstances:
- ✔ Acceptance of take-over offer for the Listed Issuer
- Corporate action by the Listed Issuer which Substantial Shareholder/Unitholder did not
- participate in (please specify):
Others (please specify):
Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction: 9.
| Immediately before the transaction | Direct Interest | Deemed Interest | Total | |
|---|---|---|---|---|
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
70,933,000 | 0 | 70,933,000 | |
| As a percentage of total no. of voting shares/units: |
7.36 | 0 | 7.36 | |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total | |
| No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures: |
46,688,000 | 0 | 46,688,000 |
Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 11 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises] 10.
11. Attachments (if any):
(The total file size for all attachment(s) should not exceed 1MB.)
-
- If this is a replacement of an earlier notification, please provide:
- (a) SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):
- (b) Date of the Initial Announcement:
- (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
13. Remarks (if any):
| 8 7 |
Transaction Reference Number (auto-generated): 3 4 1 5 0 4 2 9 5 3 5 5 5 |
||
|---|---|---|---|
| Additional transaction (Transaction "B", "C", etc) by the same Substantial Shareholder/ Unitholder where the information in Part I is the same for the additional transaction |
|||
| Add New Part II Transaction | |||
| Item 14 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholder/Unitholder. |
|||
| 14. | Particulars of Individual submitting this notification form to the Listed Issuer: | ||
| (a) | Name of Individual: | ||
| Goh Ching Wah | |||
| (b) | Designation (if applicable): | ||
| (c) | Name of entity (if applicable): | ||