CITIC Limited — Director's Dealing 2016

Dec 28, 2016

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

==> picture [455 x 194] intentionally omitted <==

OVERSEAS REGULATORY ANNOUNCEMENT

Please refer to the attached document dated 28 December 2016 released by CITIC Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited in relation to the following:-

Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer: Mr Bi Jingshuang

Hong Kong, 28 December 2016

As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Ms Li Qingping and Mr Pu Jian; the non-executive directors of CITIC Limited are Mr Yang Jinming, Mr Liu Yeqiao, Mr Song Kangle, Ms Yan Shuqin, Mr Liu Zhongyuan and Mr Yang Xiaoping; and the independent non-executive directors of CITIC Limited are Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh, Ms Lee Boo Jin, Mr Noriharu Fujita and Mr Paul Chow Man Yiu.

==> picture [492 x 442] intentionally omitted <==

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM

1

NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

Explanatory Notes

2. Please read the explanatory notes carefully before completing this notification form.

3. This form is for a Director/Chief Executive Officer (“CEO”) to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the “SFA”). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company.

4. This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO.

5. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

6. A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

8. Except for item 4 of Part III, please select only one option from the relevant check boxes.

9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

11. In this form, the term “Listed Issuer” refers to –

12. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

13. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;

14. (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

15. (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

16. (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing (“Real Estate Investment Trust”).

17. For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority’s Internet website at http://www.mas.gov.sg (under “Regulations and Financial Stability”, "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

Import XML

Export XML

Part I - General

1. Name of Listed Issuer:

CITIC Envirotech Ltd.

1. Type of Listed Issuer:

2. ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

1. Name of Director/CEO:

Bi Jingshuang

1. Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer? ✔ Yes

No

1. Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment?

2. ✔ Yes (Please proceed to complete Part II)

3. No (Please proceed to complete Part III)

4. Date of notification to Listed Issuer:

26-Dec-2016

Save as FINAL

Save as DRAFT

Page 2 of 6

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Part II - For a new Director/CEO giving notice of his interests at the date of appointment

1. Date of appointment as a Director/CEO of the Listed Issuer:

2. 16-Nov-2016

3. Details of interest in securities:

==> picture [511 x 107] intentionally omitted <==

----- Start of picture text -----

Quantum of Interests
Circumstances giving
rise to deemed
Description of securities interests
Direct Deemed
Total
Interest Interest
[You may attach a chart in
item 3 to show how your
deemed interests arise.]
----- End of picture text -----

Save as FINAL

Save as DRAFT

Page 3 of 6

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

						CRF Envirotech Co., Ltd. has a direct interest in 269,024,005 of the voting shares in CITIC Envirotech Ltd. (held through a nominee). CRF Envirotech Fund L.P. holds two-thirds of all the voting power in CRF Envirotech Co., Ltd and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. China Reform Puissance Overseas GP L.P. is the general partner of China Reform Puissance Overseas Fund I L.P.. China Reform Puissance Overseas GP L.P. holds 100% of the voting power in CRF Envirotech GP Ltd.. China Reform Puissance Overseas Holdings Limited is the general partner of China Reform Puissance Overseas GP L.P.. Golden Bridge Capital Holdings Limited, which is wholly- owned by Mr. Bi Jingshuang, has a 30% interest in the voting rights of China Reform Puissance Overseas Holdings Limited.
	(a) Ordinary voting shares/units of Listed Issuer	No. of ordinary voting shares/units held :	0	269,024,005	269,024,005	CRF Envirotech Co., Ltd. has a direct interest in 269,024,005 of the voting shares in CITIC Envirotech Ltd. (held through a nominee). CRF Envirotech Fund L.P. holds two-thirds of all the voting power in CRF Envirotech Co., Ltd and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. China Reform Puissance Overseas GP L.P. is the general partner of China Reform Puissance Overseas Fund I L.P.. China Reform Puissance Overseas GP L.P. holds 100% of the voting power in CRF Envirotech GP Ltd.. China Reform Puissance Overseas Holdings Limited is the general partner of China Reform Puissance Overseas GP L.P.. Golden Bridge Capital Holdings Limited, which is wholly- owned by Mr. Bi Jingshuang, has a 30% interest in the voting rights of China Reform Puissance Overseas Holdings Limited.
		As a percentage of total no. of ordinary voting shares/units:	0	23.85	23.85
	(b) Other shares/units (excluding ordinary voting shares/units) of Listed Issuer	No. of shares/units held:
	(c) Rights/Options/ Warrants over shares/ units of Listed Issuer	No. of rights/options/ warrants held:

Save as FINAL

Save as DRAFT

Page 4 of 6

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

No. ( if known ) of shares/units underlying the rights/ options/warrants: (d) Debentures of Listed Principal amount: Issuer No. ( if known ) of shares/units underlying convertible debentures: (e) Rights/Options over No. of rights/options debentures of Listed held: Issuer Principal amount ( if known ) of debentures underlying the rights/ options: (f) Contracts over shares of the Listed Issuer which the Director/CEO is a party to, or under which he is Principal value of entitled to a benefit, contracts held: being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer No. ( if known ) of shares/units underlying the contracts: (g) Participatory No. of participatory interests made available interests held: by Listed Issuer (h) Others ( please specify )

Save as FINAL

Save as DRAFT

Page 5 of 6

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

1. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

2. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement: (c) 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement:

1. Remarks ( if any ):

==> picture [482 x 67] intentionally omitted <==

Item 6 is to be completed by an individual submitting this notification form on behalf of the Director/CEO 6. Particulars of Individual submitting this notification form to the Listed Issuer: (a) Name of Individual: Joanna Tang (b) Designation ( if applicable ): Office Manager (c) Name of entity (if applicable ): China Reform Puissance Overseas GP L.P. Transaction Reference Number ( auto-generated ): 6 5 9 8 5 7 4 2 2 1 4 0 9 1 1

Save as FINAL

Save as DRAFT

Page 6 of 6

FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]