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CITIC Limited — Capital/Financing Update 2015
Apr 17, 2015
49082_rns_2015-04-17_a79b42ef-e412-4ef0-8c09-8b57b4697643.pdf
Capital/Financing Update
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

OVERSEAS REGULATORY ANNOUNCEMENTS
Please refer to the attached documents dated 17 April 2015 released by United Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited in relation to the following:-
- (i) Change Change in Corporation Information: Receipt of Notification of Number of Placement Shares and Completion Date;
- (ii) Change Change in Corporation Information: Incorporation of a Subsidiary;
- (iii) Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer: Dr Chong Weng Chiew; and
- (iv) Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer: Mr Wang Ning
Hong Kong, 17 April 2015
As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Mr Dou Jianzhong and Mr Zhang Jijing; the non-executive directors of CITIC Limited are Mr Yu Zhensheng, Mr Yang Jinming, Ms Cao Pu, Mr Liu Zhongyuan and Mr Liu Yeqiao; and the independent non-executive directors of CITIC Limited are Mr Alexander Reid Hamilton, Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh and Ms Lee Boo Jin.
| Change - Change in Corporate Information::RECEIPT OF NOTIFICATION OF NUMBER OF PLACEMENT SHARES | |
|---|---|
| AND COMPLETION |
| Issuer | |||||
|---|---|---|---|---|---|
| Issuer/Manager | UNITED ENVIROTECH LTD. | ||||
| Announcement Details | |||||
| Announcement Title | Change - Change in Corporate Information | ||||
| Date & Time of Broadcast | 17-Apr-2015 08:23:01 | ||||
| Status | New | ||||
| Announcement Sub Title | RECEIPT OF NOTIFICATION OF NUMBER OF PLACEMENT SHARES AND COMPLETION |
||||
| Announcement Reference | SG150417OTHRYE0P | ||||
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng | ||||
| Designation | Chairman and Chief Executive Officer | ||||
| Description (Please provide a detailed description of the event in the box below) |
Please see attached announcement | ||||
| Place Of Incorporation | |||||
| Existing | New | ||||
| Singapore | |||||
| Registered Address | |||||
| Existing | New | ||||
| Attachments | WUE.Placement.Annt.17.04.2015.pdf |
Total size =57K
UNITED ENVIROTECH LTD.
(Incorporated in the Republic of Singapore) (Company Registration No. 200306466G)
PLACEMENT OF UP TO 90,909,091 ORDINARY SHARES IN THE CAPITAL OF UNITED ENVIROTECH LTD. AT THE PLACEMENT PRICE OF S\$1.65 PER SHARE
- RECEIPT OF NOTIFICATION OF NUMBER OF PLACEMENT SHARES AND COMPLETION DATE
1. INTRODUCTION
- 1.1 The board of directors (the "Board") of United Envirotech Ltd. (the "Company") refers to the following:
- (a) the circular (the "Placement Circular") by the Company dated 22 January 2015 in relation to the placement (the "Placement") of up to 90,909,091 ordinary shares in the capital of the Company (the "Shares") at the placement price of S\$1.65 per Share1 , as approved by the shareholders of the Company at an extraordinary general meeting convened on 6 February 2015; and
- (b) the announcement by Rothschild (Singapore) Limited, for and on behalf of the Offeror, on 16 April 2015 that the Offer has closed at 5.30 p.m. (Singapore time) on 16 April 2015.
- 1.2 Unless otherwise defined, all terms and references used herein shall bear the same meanings ascribed to them in the Placement Circular.
2. NOTIFICATION OF NUMBER OF PLACEMENT SHARES AND COMPLETION DATE
- 2.1 As mentioned in paragraph 5.3 in the Placement Circular, completion of the Placement shall take place after the satisfaction or fulfillment of all the Placement Conditions, on a date (the "Completion Date") falling on a Business Day as may be notified in writing by the Offeror to the Company at least two (2) Business Days prior to the designated date, provided that such designated date shall not be later than the Long Stop Date2 .
- 2.2 Further, as mentioned in paragraph 1.1 of the Placement Circular, the Offeror must notify the Company in writing (at least two (2) Business Days prior to the Completion Date), of the exact number of new Shares (such number not being less than 30,303,031 to be subscribed for by it pursuant to the Placement) (such number of new Shares hereinafter referred to as the "Placement Shares").
- 2.3 The Board wishes to announce that it has received on 16 April 2015 a written notification from the Offeror that:
- (a) the Completion Date shall be 23 April 2015; and
- (b) the exact number of Placement Shares to be subscribed for by the Offeror shall
1 Further details on the Placement are set out in the Placement Circular.
2 '"Long Stop Date" means a date falling not later than five (5) Business Days after the final closing date of the Offer.
be 30,303,031 Shares; and
- (c) CENVIT (Cayman) Company Limited, a wholly owned subsidiary of the Offeror, shall be the person to whom the Placement Shares shall be allotted and issued to on the Completion Date.
- 2.4 Accordingly, the Board wishes to announce that completion of the Placement will take place on 23 April 2015, wherein subject to the terms and conditions of the placing agreement dated 11 November 2014 between the Company and the Offeror in relation to the Placement, 30,303,031 Shares will be allotted and issued at the placement price of S\$1.65 per Share.
- 2.5 The Company will provide further updates in due course following completion of the Placement.
3. DIRECTORS' RESPONSIBILITY STATEMENT
- 3.1 The Directors (including any who may have delegated detailed supervision of this Announcement) have taken all reasonable care to ensure that the facts stated and all opinions expressed in this Announcement (other than those relating to the Offeror) are fair and accurate and that, where appropriate, no material facts have been omitted from this Announcement, and they jointly and severally accept responsibility accordingly.
- 3.2 Where any information has been extracted from published or otherwise publicly available sources, the sole responsibility of the Directors has been to ensure through reasonable enquiries that such information is accurately extracted from such sources or, as the case may be, accurately reflected or reproduced in this Announcement.
By order of the Board
Dr Chong Weng Chiew Executive Director 17 April 2015
| Change - Change in Corporate Information::Incorporation of a Subsidiary | |||||
|---|---|---|---|---|---|
| Issuer | |||||
| Issuer/Manager | UNITED ENVIROTECH LTD. | ||||
| Announcement Details | |||||
| Announcement Title | Change - Change in Corporate Information | ||||
| Date & Time of Broadcast | 17-Apr-2015 17:08:33 | ||||
| Status | New | ||||
| Announcement Sub Title | Incorporation of a Subsidiary | ||||
| Announcement Reference | SG150417OTHR3WQ5 | ||||
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng | ||||
| Designation | Chairman and Chief Executive Officer | ||||
| Description (Please provide a detailed description of the event in the box below) |
Please see attached announcement | ||||
| Place Of Incorporation | |||||
| Existing | New | ||||
| Singapore | |||||
| Registered Address | |||||
| Existing | New | ||||
| Attachments | WUEL.Inc.Sub.17.04.2015.pdf Total size =71K |

INCORPORATION OF A SUBSIDIARY
The Board of Directors of United Envirotech Ltd ("the Company") wishes to announce that on 16 April 2015, the Company's wholly-owned subsidiary, Novo Envirotech (Guangzhou) Co Ltd incorporated a subsidiary in Mianchi, Henan Province, People's Republic of China.
________________________________________________________________________
________________________________________________________________________
The 100% owned subsidiary known as United Envirotech Water (Mianchi) Co Ltd ("UE Mianchi") has an initial paid up capital of RMB 2.5 million. UE Mianchi is the project company set up to undertake the acquisition of a 20,000 m3/day municipal wastewater treatment plant, the upgrading and expansion of the plant by an additional 10,000 m3/day using UEL's membrane bioreactor (MBR) technology and the acquisition of a 20,000 m3/day recycling plant. The total investment for the acquisition and upgrading is approximately RMB 72 million (SGD 16 million).
The capital injection is funded by the internal resources.
That above investment has no material effect on the net tangible assets per share or earnings per share of the Company for the financial year ending 31 March 2016.
None of the directors or substantial shareholders of the Company has an interest, direct or indirect in the above investment.
BY ORDER OF THE BOARD
Lotus Isabella Lim Mei Hua Company Secretary
17 April 2015
| Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer::Dr Chong Weng Chiew | ||||
|---|---|---|---|---|
| Issuer & Securities | ||||
| Issuer/Manager | UNITED ENVIROTECH LTD. | |||
| Securities | UNITED ENVIROTECH LTD - SG1P29918163 - U19 | |||
| Stapled Security | No | |||
| Announcement Details | ||||
| Announcement Title | Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer |
|||
| Date & Time of Broadcast | 17-Apr-2015 17:08:48 | |||
| Status | New | |||
| Announcement Sub Title | Dr Chong Weng Chiew | |||
| Announcement Reference | SG150417OTHRAEPF | |||
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng | |||
| Designation | Chairman and Chief Executive Officer | |||
| Description (Please provide a detailed description of the event in the box below - |
Please see attached Form 1 |
description of the event in the box below -
Refer to the Online help for the format)
Additional Details
| Person(s) giving notice | Director/Chief Executive Officer who may also be a substantial shareholder/unitholder (Form 1) |
|---|---|
| Date of receipt of notice by Listed Issuer | 17/04/2015 |
| Attachments | WUEL.Form.1.Chong.Weng.Chiew.Acceptance.of.Offer.17.04.2015.pdf if you are unable to view the above file, please click the link below. UEL.Form.1.Chong.Weng.Chiew.Acceptance.of.Offer.17.04.2015.pdf Total size $=140K$ |
SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012
NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES
(Electronic Format)
1
FORM
Explanatory Notes
-
- Please read the explanatory notes carefully before completing this notification form.
- This form is for a Director/Chief Executive Officer ("CEO") to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the "SFA"). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company. 2.
- This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO. 3.
- This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority"). 4.
- A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day. 5.
- All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB. 6.
-
- Except for item 4 of Part III, please select only one option from the relevant check boxes.
- Please note that submission of any false or misleading information is an offence under Part VII of the SFA. 8.
- In this form, the term "Listed Issuer" refers to 9.
- a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange; (a)
- (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;
- a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange; (c)
- a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or (d)
- (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
-
- For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").
| Part I - General | |
|---|---|
| 1. | Name of Listed Issuer: |
| United Envirotech Ltd. | |
| 2. | Type of Listed Issuer: ✔ Company/Corporation Registered/Recognised Business Trust Real Estate Investment Trust |
| 3. | Name of Director/CEO: Chong Weng Chiew |
| 4. | Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer? Yes ✔ No |
| 5. | Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment? Yes (Please proceed to complete Part II) (Please proceed to complete Part III) ✔ No |
| 6. | Date of notification to Listed Issuer: |
| Date of acquisition of or change in interest: |
|---|
| 15-Apr-2015 |
| Date on which Director/CEO became aware of the acquisition of, or change in, interest (if different from item 1 above, please specify the date): |
| 15-Apr-2015 |
| Explanation (if the date of becoming aware is different from the date of acquisition of, or change in, interest): |
| Type of securities which are the subject of the transaction (more than one option may be chosen): |
| ✔ Ordinary voting shares/units of Listed Issuer |
| Other types of shares/units (excluding ordinary voting shares/units) of Listed Issuer |
| Rights/Options/Warrants over shares/units of Listed Issuer |
| Debentures of Listed Issuer |
| Rights/Options over debentures of Listed Issuer |
| Contracts over shares of the Listed Issuer which Director/CEO is a party to, or under which he is entitled to a benefit, being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer |
| Participatory interests made available by Listed Issuer |
| Others (please specify): |
| Number of shares, units, rights, options, warrants, participatory interests and/or principal amount/value of debentures or contracts acquired or disposed of by Director/CEO: |
| 900,000 |
| Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): |
| S\$1,485,000 |
| 7. | Circumstance giving rise to the interest or change in interest: |
|---|---|
| Acquisition of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Securities via physical settlement of derivatives or other securities | |
| Securities pursuant to rights issue | |
| Securities via a placement | |
| Securities following conversion/exercise of rights, options, warrants or other convertibles | |
| Disposal of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Other circumstances : | |
| Acceptance of employee share options/share awards | |
| Vesting of share awards | |
| Exercise of employee share options | |
| ✔ Acceptance of take-over offer for Listed Issuer | |
| Corporate action by Listed Issuer (please specify): | |
| Others (please specify): | |
- Quantum of interests in securities held by Director/CEO before and after the transaction. Please complete relevant table(s) below (for example, Table 1 should be completed if the change relates to ordinary voting shares of the Listed Issuer; Table 4 should be completed if the change relates to debentures):
Table 1. Change in respect of ordinary voting shares/units of Listed Issuer
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of ordinary voting shares/units held: | 900,000 | 0 | 900,000 |
| As a percentage of total no. of ordinary voting shares/units: |
0.09 | 0 | 0.09 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of ordinary voting shares/units held: | 0 | 0 | 0 |
| As a percentage of total no. of ordinary voting shares/units: |
0 | 0 | 0 | |
|---|---|---|---|---|
| 9. | Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart(s) in item 10 to illustrate how the Director/CEO's deemed interest, as set out in item 8 tables 1 to 8, arises] |
|||
| 10. | Attachments (if any): (The total file size for all attachment(s) should not exceed 1MB.) |
|||
| 11. | If this is a replacement of an earlier notification, please provide: | |||
| (a) | SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"): |
|||
| (b) | Date of the Initial Announcement: | |||
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement: |
|||
| 12. | Remarks (if any): | |||
| For the purposes of this notice, the total number of Shares of the Company is 978,485,868. | ||||
| 0 4 5 |
Transaction Reference Number (auto-generated): 4 9 8 0 4 2 8 4 4 9 1 7 |
|||
| Additional transaction (Transaction "B", "C", etc) by the same Director/CEO where the information in Part I is the same for the additional transaction |
||||
| Add New Part III Transaction | ||||
| 13. | Item 13 is to be completed by an individual submitting this notification form on behalf of the Director/CEO. Particulars of Individual submitting this notification form to the Listed Issuer: |
|||
(a) Name of Individual:
- (b) Designation (if applicable):
- (c) Name of entity (if applicable):
| Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer::Mr. Wang Ning | ||||
|---|---|---|---|---|
| Issuer & Securities | ||||
| Issuer/Manager | UNITED ENVIROTECH LTD. | |||
| Securities | UNITED ENVIROTECH LTD - SG1P29918163 - U19 | |||
| Stapled Security | No | |||
| Announcement Details | ||||
| Announcement Title | Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer |
|||
| Date & Time of Broadcast | 17-Apr-2015 17:09:07 | |||
| Status | New | |||
| Announcement Sub Title | Mr. Wang Ning | |||
| Announcement Reference | SG150417OTHR0YZY | |||
| Submitted By (Co./ Ind. Name) | Dr Lin Yucheng | |||
| Designation | Chairman and Chief Executive Officer | |||
| Description (Please provide a detailed description of the event in the box below - Refer to the Online help for the format) |
Please see attached Form 1 | |||
| Additional Details | ||||
| Person(s) giving notice | Director/Chief Executive Officer who may also be a substantial shareholder/unitholder (Form 1) |
|||
| Date of receipt of notice by Listed Issuer | 17/04/2015 | |||
| Attachments | WUEL.Form.1.Wang.Ning.Acceptance.of.Offer.pdf if you are unable to view the above file, please click the link below. |
|||
| UEL.Form.1.Wang.Ning.Acceptance.of.Offer.pdf |
Total size =140K
SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012
NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES
(Electronic Format)
1
FORM
Explanatory Notes
-
- Please read the explanatory notes carefully before completing this notification form.
- This form is for a Director/Chief Executive Officer ("CEO") to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the "SFA"). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company. 2.
- This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO. 3.
- This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority"). 4.
- A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day. 5.
- All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB. 6.
-
- Except for item 4 of Part III, please select only one option from the relevant check boxes.
- Please note that submission of any false or misleading information is an offence under Part VII of the SFA. 8.
- In this form, the term "Listed Issuer" refers to 9.
- a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange; (a)
- (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;
- a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange; (c)
- a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or (d)
- (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
-
- For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").
| Part I - General | |
|---|---|
| 1. | Name of Listed Issuer: |
| United Envirotech Ltd. | |
| 2. | Type of Listed Issuer: ✔ Company/Corporation Registered/Recognised Business Trust Real Estate Investment Trust |
| 3. | Name of Director/CEO: |
| Wang Ning | |
| 4. | Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer? Yes ✔ No |
| 5. | Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment? (Please proceed to complete Part II) Yes (Please proceed to complete Part III) ✔ No |
| 6. | Date of notification to Listed Issuer: |
| A Transaction Date of acquisition of or change in interest: |
||||||
|---|---|---|---|---|---|---|
| 15-Apr-2015 | ||||||
| Date on which Director/CEO became aware of the acquisition of, or change in, interest (if different from item 1 above, please specify the date): |
||||||
| 15-Apr-2015 | ||||||
| Explanation (if the date of becoming aware is different from the date of acquisition of, or change in, interest): |
||||||
| Type of securities which are the subject of the transaction (more than one option may be chosen): |
||||||
| ✔ Ordinary voting shares/units of Listed Issuer Other types of shares/units (excluding ordinary voting shares/units) of Listed Issuer |
||||||
| Rights/Options/Warrants over shares/units of Listed Issuer | ||||||
| Debentures of Listed Issuer | ||||||
| Rights/Options over debentures of Listed Issuer | ||||||
| Contracts over shares of the Listed Issuer which Director/CEO is a party to, or under which he is entitled to a benefit, being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer |
||||||
| Participatory interests made available by Listed Issuer | ||||||
| Others (please specify): | ||||||
| Number of shares, units, rights, options, warrants, participatory interests and/or principal amount/value of debentures or contracts acquired or disposed of by Director/CEO: |
||||||
| 500,000 Shares | ||||||
| Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): |
||||||
| S\$825,000 |
| 7. | Circumstance giving rise to the interest or change in interest: |
|---|---|
| Acquisition of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Securities via physical settlement of derivatives or other securities | |
| Securities pursuant to rights issue | |
| Securities via a placement | |
| Securities following conversion/exercise of rights, options, warrants or other convertibles | |
| Disposal of: | |
| Securities via market transaction | |
| Securities via off-market transaction (e.g. married deals) | |
| Other circumstances : | |
| Acceptance of employee share options/share awards | |
| Vesting of share awards | |
| Exercise of employee share options | |
| ✔ Acceptance of take-over offer for Listed Issuer | |
| Corporate action by Listed Issuer (please specify): | |
| Others (please specify): | |
- Quantum of interests in securities held by Director/CEO before and after the transaction. Please complete relevant table(s) below (for example, Table 1 should be completed if the change relates to ordinary voting shares of the Listed Issuer; Table 4 should be completed if the change relates to debentures):
Table 1. Change in respect of ordinary voting shares/units of Listed Issuer
| Immediately before the transaction | Direct Interest | Deemed Interest | Total |
|---|---|---|---|
| No. of ordinary voting shares/units held: | 4,271,200 | 0 | 4,271,200 |
| As a percentage of total no. of ordinary voting shares/units: |
0.44 | 0 | 0.44 |
| Immediately after the transaction | Direct Interest | Deemed Interest | Total |
| No. of ordinary voting shares/units held: | 3,771,200 | 0 | 3,771,200 |
| 0.39 | 0 | 0.39 | |||||||
|---|---|---|---|---|---|---|---|---|---|
| Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart(s) in item 10 to illustrate how the Director/CEO's deemed interest, as set out in item 8 tables 1 to 8, arises] |
|||||||||
| Attachments (if any): | |||||||||
| (The total file size for all attachment(s) should not exceed 1MB.) | |||||||||
| If this is a replacement of an earlier notification, please provide: | |||||||||
| (the "Initial Announcement"): | |||||||||
| (b) Date of the Initial Announcement: |
|||||||||
| (c) | 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement: |
||||||||
| 4 5 |
4 9 8 0 4 2 8 4 4 9 1 |
||||||||
| Additional transaction (Transaction "B", "C", etc) by the same Director/CEO where the information in Part I is the same for the additional transaction |
|||||||||
| (a) | Name of Individual: | ||||||||
| (a) | As a percentage of total no. of ordinary voting shares/units: Remarks (if any): |
Transaction Reference Number (auto-generated): 7 |
SGXNet announcement reference of the first notification which was announced on SGXNet For the purposes of this notice, the total number of Shares of the Company is 978,485,868. Add New Part III Transaction Item 13 is to be completed by an individual submitting this notification form on behalf of the Director/CEO. Particulars of Individual submitting this notification form to the Listed Issuer: |
- (b) Designation (if applicable):
- (c) Name of entity (if applicable):