CISO Global, Inc. — Director's Dealing 2023

May 24, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CISO Global, Inc. (CISO)
CIK: 0001777319
Period of Report: 2020-12-22

Reporting Person: McCain Andrew K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-22	Common Stock, par value $0.00001	P	250000	$2.00	Acquired	1500000	Indirect
2021-12-31	Common Stock, par value $0.00001	C	1500000	$2.00	Acquired	3000000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-23	6.0% Unsecured Convertible Note	$2.00	P		Acquired	2021-12-31	Common Stock, par value $0.00001 (1500000)	Indirect
2021-12-31	6.0% Unsecured Convertible Note	$2.00	C		Acquired	2021-12-31	Common Stock, par value $0.00001 (1500000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.00001	375000	Indirect

Footnotes

F1: The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: The Reporting Person is the executor of the Andrew and Lucy McCain Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Represents the original principal amount of the 6.0% Unsecured Convertible Note (the "Note") and excludes interest. Interest on the Note was payable monthly at a rate of 6.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person had the right to convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $2.00 per share. The conversion price was subject to adjustment for subdivision or consolidation of shares and other standard dilutive events.