AI assistant
CISCO SYSTEMS, INC. — Director's Dealing 2017
Mar 16, 2017
29763_dirs_2017-03-16_57964c40-ae82-48ec-bef3-cb6b801e7957.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MULESOFT, INC (MULE)
CIK: 0001374684
Period of Report: 2017-03-16
Reporting Person: CISCO SYSTEMS, INC. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series F Convertible Preferred Stock | $ | Class B Common Stock (153045) | Direct | ||
| Series G Convertible Preferred Stock | $ | Class B Common Stock (1336033) | Direct |
Footnotes
F1: The convertible preferred stock is convertible at any time, at the holder's election, into Class B Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's initial public offering, the Class B Common Stock is convertible, at the holder's election, into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.
F2: Upon the closing of the issuer's initial public offering, the Class B Common Stock will become convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.