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CISCO SYSTEMS, INC. Director's Dealing 2017

Mar 16, 2017

29763_dirs_2017-03-16_57964c40-ae82-48ec-bef3-cb6b801e7957.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MULESOFT, INC (MULE)
CIK: 0001374684
Period of Report: 2017-03-16

Reporting Person: CISCO SYSTEMS, INC. (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series F Convertible Preferred Stock $ Class B Common Stock (153045) Direct
Series G Convertible Preferred Stock $ Class B Common Stock (1336033) Direct

Footnotes

F1: The convertible preferred stock is convertible at any time, at the holder's election, into Class B Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's initial public offering, the Class B Common Stock is convertible, at the holder's election, into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.

F2: Upon the closing of the issuer's initial public offering, the Class B Common Stock will become convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.