CISCO SYSTEMS, INC. — Director's Dealing 2017

Nov 7, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AQUANTIA CORP (AQ)
CIK: 0001316016
Period of Report: 2017-11-07

Reporting Person: CISCO SYSTEMS, INC. (10% Owner)
Reporting Person: Cisco Systems International B.V. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-07	Common Stock	C	243635	—	Acquired	243635	Indirect
2017-11-07	Common Stock	C	46505	—	Acquired	46505	Indirect
2017-11-07	Common Stock	C	187311	—	Acquired	187311	Indirect
2017-11-07	Common Stock	C	93191	—	Acquired	93191	Indirect
2017-11-07	Common Stock	C	53879	—	Acquired	53879	Indirect
2017-11-07	Common Stock	C	21749	—	Acquired	21749	Indirect
2017-11-07	Common Stock	C	26506	—	Acquired	26506	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-07	Series A Convertible Preferred Stock	$	C	2436351	Disposed		Common Stock (243635)	Indirect
2017-11-07	Series B Convertible Preferred Stock	$	C	465056	Disposed		Common Stock (46505)	Indirect
2017-11-07	Series D Convertible Preferred Stock	$	C	1873110	Disposed		Common Stock (187311)	Indirect
2017-11-07	Series E Convertible Preferred Stock	$	C	931914	Disposed		Common Stock (93191)	Indirect
2017-11-07	Series F Convertible Preferred Stock	$	C	538793	Disposed		Common Stock (53879)	Indirect
2017-11-07	Series G Convertible Preferred Stock	$	C	217490	Disposed		Common Stock (21749)	Indirect
2017-11-07	Series H Convertible Preferred Stock	$	C	265064	Disposed		Common Stock (26506)	Direct

Footnotes

F1: On November 7, 2017, each ten (10) shares of Series A Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series A Convertible Preferred Stock had no expiration date.

F2: On November 7, 2017, each ten (10) shares of Series B Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series B Convertible Preferred Stock had no expiration date.

F3: On November 7, 2017, each ten (10) shares of Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series D Convertible Preferred Stock had no expiration date.

F4: On November 7, 2017, each ten (10) shares of Series E Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series E Convertible Preferred Stock had no expiration date.

F5: On November 7, 2017, each ten (10) shares of Series F Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series F Convertible Preferred Stock had no expiration date.

F6: On November 7, 2017, each ten (10) shares of Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series G Convertible Preferred Stock had no expiration date.

F7: On November 7, 2017, each ten (10) shares of Series H Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Convertible Preferred Stock had no expiration date.

F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V. Cisco Systems International B.V.

F9: Cisco directly beneficially owns the reported securities.