CISCO SYSTEMS, INC. — Director's Dealing 2017

Nov 2, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AQUANTIA CORP (AQ)
CIK: 0001316016
Period of Report: 2017-11-02

Reporting Person: CISCO SYSTEMS, INC. (10% Owner)
Reporting Person: Cisco Systems International B.V. (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$		Common Stock (243635)		Indirect
Series B Convertible Preferred Stock	$		Common Stock (46505)		Indirect
Series D Convertible Preferred Stock	$		Common Stock (187311)		Indirect
Series E Convertible Preferred Stock	$		Common Stock (93191)		Indirect
Series F Convertible Preferred Stock	$		Common Stock (53879)		Indirect
Series G Convertible Preferred Stock	$		Common Stock (21749)		Indirect
Series H Convertible Preferred Stock	$		Common Stock (26506)		Direct

Footnotes

F1: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series A Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series A Convertible Preferred Stock does not have an expiration date.

F2: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series B Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series B Convertible Preferred Stock does not have an expiration date.

F3: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series D Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series D Convertible Preferred Stock does not have an expiration date.

F4: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series E Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series E Convertible Preferred Stock does not have an expiration date.

F5: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series F Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series F Convertible Preferred Stock does not have an expiration date.

F6: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series G Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series G Convertible Preferred Stock does not have an expiration date.

F7: Number of shares in column 3 reflects effect of a ten-for-one reverse stock split of the Common Stock effected by the Issuer on October 5, 2017, as indicated in the Issuer's registration statement on Form S-1 (No. 333-220871). Pursuant to such reverse stock split, each ten (10) shares of Series H Convertible Preferred Stock is convertible at any time into one share of Issuer's Common Stock for no additional consideration, and will automatically convert into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock. The Series H Convertible Preferred Stock does not have an expiration date.

F8: Cisco Systems International B.V. (Cisco International B.V.) directly beneficially owns the reported securities. Cisco Systems, Inc. (Cisco) is the sole owner of the outstanding securities of Cisco International B.V. and as such may be deemed to be an indirect beneficial owner of the reported securities. Except to the extent of any indirect pecuniary interest therein, Cisco disclaims beneficial ownership of the securities beneficially owned by Cisco International B.V.

F9: Cisco directly beneficially owns the reported securities.